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ReguSim: Evaluating LLM Agent Rule Grounding in Financial Compliance

Luo, Yiyang et al.
arXiv (All) · Papers
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LLM agents in financial markets may cite rules yet still submit orders that violate executable constraints or misread surveillance evidence. We introduce ReguSim, a controlled financial-compliance environment, and ReguBench, a target-marked monitoring benchmark, to separate four artifacts: stated re
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