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Determinism, Agency, and Human Dignity Philosophical Foundations of a Naturalist Compatibilism

Liu, Heng
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philosophy
This is a condensed/abridged version of a book-length manuscript. This monograph defends the compatibility of physical determinism with genuine human agency and moral responsibility. The defense does not proceed by retreating to epistemic uncertainty, invoking non-physical causation, or redefining the relevant concepts until the compatibility becomes trivial. It proceeds by showing that the inference from physical determinism to the impossibility of genuine agency contains a hidden premise that is false, and that once the false premise is identified and removed, the compatibility of mechanism and meaning follows directly. The hidden premise is what we call the settled-outcome assumption: the thesis that if physical events are causally determined, then there exists a personal-level fact—a fact about what an agent will decide, formulated in the vocabulary of decisions, values, and reasons—that obtains prior to and independently of the agent’s deliberation. This assumption, if true, would make deliberation merely revelatory: the agent would be discovering a pre-written script rather than composing it. The deliberative stance—the practical orientation from which agents take themselves to be genuine authors of their choices—would be systematically mistaken. The settled-outcome assumption is false. It fails for a reason grounded in the physical structure of complex natural systems: the relation by which personal-level descriptions are derived from physical states is many-to-one with divergent futures. A personal-level description of an agent prior to deliberation corresponds to a large equivalence class of physical states whose members evolve into different personal-level outcomes. No unique personal-level future is specified by the prior personal-level description. This is not a claim about our ignorance; it is a claim about the ontological structure of multi-level natural systems. For agents who model their own deliberative states—who represent their own values, motivations, and evaluative tendencies and use these representations as inputs to ongoing deliberation—this indeterminacy takes a recursive form. Any candidate pre-deliberative personal-level description of the outcome, if available to the deliberating agent, would itself modify the deliberation it purports to describe, generating an instability that prevents any stable pre-deliberative description from existing. Deliberation, in these agents, is genuinely constitutive of its outcome: not a mechanism for accessing a pre-existing answer, but the process through which the personal-level answer comes into existence. The constitutive model of deliberation has a normative consequence that is the monograph’s central normative claim. Deliberating agents of the relevant kind—those with hierarchically organized, reflectively accessible motivational structures—have genuine interests in the deliberative process and its outcomes. They have interests in being authors of their own evaluative lives rather than mere enactors of pre-written scripts. The constitutive model shows that these interests are satisfied: the agents’ deliberative engagement genuinely contributes to what happens. This is sufficient, on an interest-based account of moral consideration, to ground claims of moral status proportional to the richness of the agent’s deliberative engagement.
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