15 CFR Part 742 — Control Policy—CCL Based Controls

PART 742—CONTROL POLICY—CCL BASED CONTROLS Authority: 50 U.S.C. 4801-4852; 50 U.S.C. 4601 et seq.; et seq.; et seq.; et seq.; Source: 61 FR 12786, Mar. 25, 1996, unless otherwise noted. § 742.1 Introduction. In this part, references to the Export Administration Regulations (EAR) are references to 15 CFR chapter VII, subchapter C. (a) Scope. (b) Reasons for control listed on the CCL not covered by this part. (1) Short supply. (2) U.N. Sanctions. (c) Exports and reexports involving Cuba and Iran. (d) Anti-terrorism Controls on Iran, North Korea, and Syria. (e) End-user and end-use based controls. (f) Overlapping license policies. [61 FR 12786, Mar. 25, 1996, as amended at 62 FR 25458, May 9, 1997; 65 FR 38151, June 19, 2000; 69 FR 23629, Apr. 29, 2004; 69 FR 46075, July 30, 2004; 71 FR 51717, Aug. 31, 2006; 72 FR 3725, Jan. 26, 2007; 76 FR 77117, Dec. 12, 2011; 79 FR 34410, June 17, 2014; 80 FR 43318, July 22, 2015; 81 FR 29486, May 12, 2016; 86 FR 4933, Jan. 19, 2021] § 742.2 Proliferation of chemical and biological weapons. (a) License requirements. (1) If CB Column 1 of the Country Chart (supplement no. 1 to part 738 of the EAR) is indicated in the appropriate ECCN, a license is required to all destinations, including Australia, Canada, and the United Kingdom, for the following: (i) Toxins identified in ECCNs 1C351.d.15 and .16; (ii) Genetic elements (ECCN 1C353) of the toxins described in paragraph (a)(1)(i) of this section; and (iii) Technology (ECCNs 1E001 and 1E351) for the production and/or disposal of toxins described in paragraph (a)(1)(i) of this section. (2) If CB Column 2 of the Country Chart (supplement no. 1 to part 738 of the EAR) is indicated in the appropriate ECCN, a license is required to all destinations except countries in Country Group A:3 (see supplement no. 1 to part 740 of the EAR) (Australia Group members) for the following: (i) Chemicals identified in ECCN 1C350 (precursor and intermediate chemicals used in the production of chemical warfare agents). (A) This license requirement includes chemical mixtures identified in ECCN 1C350.b, .c, or .d, except as specified in License Requirements Note 2 to that ECCN. (B) This licensing requirement does not include chemical compounds created with any chemicals identified in ECCN 1C350, unless those compounds are also identified in ECCN 1C350. (C) This licensing requirement does not apply to any of the following medical, analytical, diagnostic, and food testing kits that consist of pre-packaged materials of defined composition that are specifically developed, packaged, and marketed for diagnostic, analytical, or public health purposes: ( 1 ( 2 (ii) Human pathogens, zoonoses, toxins, animal pathogens, genetically modified microorganisms and plant pathogens identified in ECCNs 1C351 (except .d.15 and .16), 1C353 (except genetic elements of toxins in ECCN 1C351.d.15 and .16), and 1C354; and (iii) Software (ECCN 1D390) for process control that is specifically configured to control or initiate production of the chemical precursors controlled by ECCN 1C350. (iv) Technology (ECCN 1E001) for the development or production of chemical detection systems and dedicated detectors therefore, controlled by ECCN 1A004.c, that also have the technical characteristics described in ECCN 2B351.a. (v) Technology (ECCNs 1E001 and 1E350) involving the following for facilities designed or intended to produce chemicals described in 1C350: (A) Overall plant design; (B) Design, specification, or procurement of equipment; (C) Supervision of construction, installation, or operation of complete plant or components thereof; (D) Training of personnel; or (E) Consultation on specific problems involving such facilities. (vi) Technology (ECCNs 1E001 and 1E351) for: (A) Production and/or disposal of chemical precursors described in ECCN 1C350; and (B) Production and/or disposal of microbiological commodities described in paragraph (a)(2)(ii) of this section (except toxins and genetic elements of those toxins in ECCN 1C351.d.15 and .16). (vii) Equipment and materials identified in ECCN 2B350 or 2B351 on the CCL, chemical detection systems controlled by 1A004.c for detecting chemical warfare agents and having the characteristics of toxic gas monitoring systems described in 2B351.a, and valves controlled by ECCN 2A226 having the characteristics of those described in 2B350.g, which can be used in the production of chemical weapons precursors or chemical warfare agents. (viii) Equipment and materials identified in ECCN 2B352, which can be used in the production of biological agents. (ix) Software identified in ECCN 2D351 or 2D352, as follows: (A) Dedicated software identified in ECCN 2D351 for the “use” of toxic gas monitoring systems and their dedicated detecting components controlled by ECCN 2B351; (B) Software designed for nucleic acid assemblers and synthesizers controlled by 2B352.j that is capable of designing and building functional genetic elements from digital sequence data. (x) Technology identified in ECCN 2E001 for the “development” of software controlled by ECCN 2D351 or 2D352. (xi) Technology identified in ECCN 2E001, 2E002, or 2E301 for: (A) The development, production, or use of items controlled by ECCN 2B350, 2B351, or 2B352; or (B) The development or production of valves controlled by ECCN 2A226 having the characteristics of those described in ECCN 2B350.g. (xii) Technology identified in ECCN 2E201 or 2E290 for the use of valves controlled by ECCN 2A226 having the characteristics of those described in 2B350.g. (3) If CB Column 3 of the Country Chart (supplement no. 1 to part 738 of the EAR) is indicated in the appropriate ECCN, a license is required to Country Group D:3 (see supplement no. 1 to part 740 of the EAR) for medical products identified in ECCN 1C991.c. (4) A license is required, to States not Party to the CWC (destinations not listed in supplement no. 2 to part 745 of the EAR), for mixtures controlled by 1C395.a and test kits controlled by 1C395.b. (b) Licensing policy. (2) The following factors are among those that will be considered to determine what action should be taken on license applications for the items described in paragraph (a) of this section: (i) The specific nature of the end-use, including the appropriateness of the stated end-use; (ii) The significance of the export and reexport in terms of its potential contribution to the design, development, production, stockpiling, or use of chemical or biological weapons; (iii) The nonproliferation credentials of the importing country, including the importing country's chemical and biological capabilities and objectives; (iv) The extent and effectiveness of the export control system in the importing country and in any intermediary country through which the items being exported or reexported will transit or be transshipped en route to the importing country; (v) The risk that the items will be diverted for use in a chemical weapons or biological weapons program, or for chemical weapons or biological weapons terrorism purposes; (vi) The reliability of the parties to the transaction, including whether: (A) An export or reexport license application involving any such parties has previously been denied; (B) Any such parties have been engaged in clandestine or illegal procurement activities; (C) The end-user is capable of securely handling and storing the items to be exported or reexported; (vii) Relevant information about proliferation and terrorism activities, including activities involving the design, development, production, stockpiling, or use of chemical or biological weapons by any parties to the transaction; (viii) The types of assurances or guarantees against the design, development, production, stockpiling, or use of chemical or biological weapons that are given in a particular case, including any relevant assurances provided by the importing country or the end-user; (ix) The applicability of other multilateral export control or nonproliferation agreements (e.g., the Chemical Weapons Convention and the Biological and Toxin Weapons Convention) to the transaction; and (x) The existence of a pre-existing contract. (3) BIS will review license applications in accordance with the licensing policy described in paragraph (b)(1) of this section for items not described in paragraph (a) of this section that: (i) Require a license for reasons other than short supply; and (ii) Could be destined for the design, development, production, stockpiling, or use of chemical or biological weapons, or for a facility engaged in such activities. (4) License applications for items described in paragraph (a) of this section, when destined for the People's Republic of China will be reviewed in accordance with the licensing policies in both paragraph (b) of this section and § 742.4(b)(7). When such items are destined to Russia or Belarus, license applications will be reviewed under a policy of denial. However, exports and reexports of items to Russia or Belarus in support of U.S.-Russia or U.S.-Belarus civil space cooperation activities-will be reviewed on a case-by-case basis, as well as certain other certain specified activities specified in § 746.8 of the EAR. See § 746.8(b). (c) Contract sanctity. (d) Australia Group. (e) License application requirements and instructions. [61 FR 12786, Mar. 25, 1996] Editorial Note: For Federal Register www.govinfo.gov. § 742.3 Nuclear nonproliferation. (a) License requirements. (1) If NP Column 1 of the Country Chart (supplement no. 1 to part 738 of the EAR) is indicated in the appropriate ECCN, a license is required to all destinations, except those Nuclear Suppliers Group (NSG) member countries that are listed under Country Group A:4 in supplement no. 1 to part 740 of the EAR. (2) If NP Column 2 of the Country Chart (supplement no. 1 to part 738 of the EAR) is indicated in the applicable ECCN, a license is required when the item is destined to a Country Group D:2 (see supplement no. 1 to part 740 of the EAR) country, China (the People's Republic of), or Macau. (3) Other nuclear-related license requirements are described in §§ 744.2 and 744.5 of the EAR. (b) Licensing policy. (i) Whether the items to be transferred are appropriate for the stated end-use and whether that stated end-use is appropriate for the end-user; (ii) The significance for nuclear purposes of the particular item; (iii) Whether the items to be exported or reexported are to be used in research on, or for the development, design, manufacture, construction, operation, or maintenance of, any reprocessing or enrichment facility; (iv) The types of assurances or guarantees given against use for nuclear explosive purposes or proliferation in the particular case; (v) Whether any party to the transaction has been engaged in clandestine or illegal procurement activities; (vi) Whether an application for a license to export or reexport to the end-user has previously been denied, or whether the end-user has previously diverted items received under a general license, a License Exception, or a validated license to unauthorized activities; (vii) Whether the export or reexport would present an unacceptable risk of diversion to a nuclear explosive activity or unsafeguarded nuclear fuel-cycle activity described in § 744.2(a) of the EAR; (viii) The nonproliferation credentials of the importing country, based on consideration of the following factors: (A) Whether the importing country is a party to the Nuclear Non-Proliferation Treaty (NPT) or to the Treaty for the Prohibition of Nuclear Weapons in Latin America (Treaty of Tlatelolco) or to a similar international legally-binding nuclear nonproliferation agreement; (B) Whether the importing country has all of its nuclear activities, facilities, or installations that are operational, being designed, or under construction under International Atomic Energy Agency (IAEA) safeguards or equivalent full scope safeguards; (C) Whether there is an agreement for cooperation in the civil uses of atomic energy between the U.S. and the importing country; (D) Whether the actions, statements, and policies of the government of the importing country are in support of nuclear nonproliferation and whether that government is in compliance with its international obligations in the field of non-proliferation; (E) The degree to which the government of the importing country cooperates in non-proliferation policy generally (e.g., willingness to consult on international nonproliferation issues); and (F) Information on the importing country's nuclear intentions and activities; and (ix) Whether the recipient state has sufficient national export controls (as described in paragraph 3 of United Nations Security Council Resolution 1540 (2004)) to prevent an unacceptable risk of retransfer or diversion to a nuclear explosive activity or unsafeguarded nuclear fuel-cycle activity described in § 744.2(a) of the EAR. (2) In addition, BIS will review license applications in accordance with the licensing policy described in paragraph (b) of this section for items not (i) Require a license on the CCL for reasons other than “short supply;” and (ii) Are intended for a nuclear related end-use or end-user. (3) For the People's Republic of China, the general licensing policy for applications for those items that would make a direct and significant contribution to nuclear weapons and their delivery systems is extended review or denial. (4) License applications for items described in paragraph (a) of this section, when destined for the People's Republic of China will be reviewed in accordance with the licensing policies in both paragraph (b) of this section and § 742.4(b)(7). When such items are destined to Russia or Belarus, license applications will be reviewed under a policy of denial. However, exports and reexports of items to Russia or Belarus in support of U.S.-Russia or U.S.-Belarus civil space cooperation activities or in support of Russian manufactured nuclear power plants in Russia or other destinations will be reviewed on a case-by-case basis. See § 746.8(b) of the EAR. (c) Contract sanctity. (d) Nuclear Suppliers Group. [61 FR 12786, Mar. 25, 1996, as amended at 70 FR 51252, Aug. 30, 2005; 72 FR 33656, June 19, 2007; 76 FR 4231, Jan. 25, 2011; 79 FR 46324, Aug. 7, 2014; 81 FR 94967, Dec. 27, 2016; 85 FR 10277, Feb. 24, 2020; 87 FR 12238, Mar. 3, 2022; 87 FR 13058, Mar. 8, 2022; 88 FR 54877, Aug. 14, 2023] § 742.4 National security. (a) License requirements. (1) National Security column 1 (NS:1). (2) National Security column 2 (NS:2). (3) 6A003.b.4.b. (4) Certain semiconductor manufacturing equipment and associated software and technology Scope. (ii) Exclusions. (A) Deemed exports or deemed reexports. (B) An item subject to the EAR pursuant to § 734.4(a)(8) or § 734.9(k) if the item is reexported or exported from abroad by an entity located in a country specified in supplement no. 4 to this part, and the entity is not headquartered or have an ultimate parent company headquartered in either Macau or a destination specified in Country Group D:5. (C) An item subject to the EAR pursuant to § 734.4(a)(8) or § 734.9(k) if the item is reexported or exported from abroad by an entity located in a country that has implemented equivalent controls for items specified in paragraph (a)(4)(i) of this section, and the entity is not headquartered or have an ultimate parent company headquartered in either Macau or a destination specified in Country Group D:5. For the purposes of this paragraph, equivalent means the item is listed on the country's export control list and the country applies the same license review policy. To receive assistance in determining countries with equivalent controls, you may submit an advisory opinion in accordance with § 748.3(c) of the EAR. (5)(i) Scope. (ii) Deemed export and deemed reexport exclusions. (A) Grandfather Exclusion. e.g., https://www.bis.doc.gov e.g., (B) Deemed export and deemed reexport exclusion 1 Limited exclusion. (b) Licensing policy. (1)(i) Country Group D:1. (ii) 9x515 and “600 series” items. (2) License applications for items specified in paragraph (a)(4) of this section will be reviewed consistent with license review policies in § 744.23(d) of the EAR. However, if § 744.23 does not apply, applications will be reviewed on a case-by-case basis if no license would be required under part 744 of the EAR. applications will be reviewed on a case-by-case basis if no license would be required under part 744 of the EAR. (3) [Reserved] (4) Although each proposed transaction is considered individually, items described in Advisory Notes on the Commerce Control List are more likely to be approved than others. (5) In recognition of efforts made to adopt safeguard measures for exports and reexports, Kazakhstan and Mongolia are accorded enhanced favorable consideration licensing treatment. (6) The general policy for Laos is to approve license applications when BIS determines, on a case-by-case basis, that the items are for an authorized use in Laos and are not likely to be diverted to another country or use contrary to the national security or foreign policy controls of the United States. (7)(i) For Burma, Cambodia, the People's Republic of China (PRC), Nicaragua, and Venezuela, all applications will be reviewed to determine the risk of diversion to a military end user or military enduse. There is a general policy of approval for license applications to export, reexport, or transfer items determined to be for civil end users for civil end uses. There is a presumption of denial for license applications to export reexport, or transfer items that would make a material contribution to the “development,” “production,” maintenance, repair, or operation of weapons systems, subsystems, and assemblies, such as, but not limited to, those described in supplement no. 7 to this part, of Burma, Cambodia, China, or Venezuela. (ii) The following factors are among those that will be considered in reviewing license applications described in paragraph (b)(7)(i) of this section: (A) The appropriateness of the export, reexport, or transfer for the stated end use; (B) The significance of the item for the weapon systems capabilities of the importing country; (C) Whether any party is a 'military end user' as defined in § 744.21(g) of the EAR; (D) The reliability of the parties to the transaction, including whether: ( 1 ( 2 ( 3 ( 4 (E) The involvement of any party to the transaction in military activities, including activities involving the “development,” “production,” maintenance, repair, or operation of weapons systems, subsystems, and assemblies; (F) Government strategies and policies that support the diversion of exports from their stated civil end use and redirection towards military end use; and (G) The scope and effectiveness of the export control system in the importing country. (iii) The review will also include an assessment of the impact of a proposed export of an item on the United States defense industrial base and the denial of an application for a license that would have a significant negative impact, as defined in section 1756(d)(3) of the Export Control Reform Act of 2018 (50 U.S.C. 4815(d)(3)), on such defense industrial base. (8) For India, there is a general policy of approval for license applications to export, reexport, or transfer items, including “600 series” items, for civil or military end uses in India, for ultimate end use by the Government of India, for reexport to countries in Country Group A:5, or for return to the United States, so long as such items are not for use in nuclear, “missile,” or chemical or biological weapons activities. (9) For the Russian Federation and Belarus, all applications will be reviewed in accordance with the licensing policy set forth in § 746.8(b) of the EAR. (10) License review policy for items specified in paragraph (a)(5). (c) Contract sanctity. (d) License exceptions. [61 FR 12786, Mar. 25, 1996] Editorial Notes: 1. For Federal Register www.govinfo.gov. 2. At 90 FR 4615, Jan. 16, 2025, § 742.4 was amended by revising (b)(11); however, the amendment could not be incorporated because (b)(11) does not exist. § 742.5 Missile technology. (a) License requirements. (2) The term “missiles” is defined as rocket systems (including ballistic missiles, space launch vehicles, and sounding rockets) and unmanned aerial vehicle systems (including cruise missiles, target drones, and reconnaissance drones) capable of delivering at least 500 kilograms (kg) payload to a range of at least 300 kilometers (km). See § 746.3 of the EAR for definition of a “ballistic missile” to be exported or reexported to Iraq. (b) Licensing policy. Note 1 to paragraph ( b Applications to export and reexport an Unmanned Aerial Vehicle (UAV) that has a range and payload capability equal to or greater than 300 km/500 kg but a maximum true airspeed of less than 800 km/hr, and items controlled for Missile Technology reasons for the design, development, production, or use of UAV systems that meet these parameters, will not be subject to a policy of denial but will instead be reviewed on a case-by-case basis to determine whether the export or reexport will be used in support of WMD activities or military activities contrary to U.S. national security, or whether there is a risk of diversion to support such activities. (2) The following factors are among those that will be considered in reviewing individual applications. (i) The specific nature of the end-use; (ii) The significance of the export and reexport in terms of its contribution to the design, development, production, or use of missiles; (iii) The capabilities and objectives of the missile and space programs of the recipient country; (iv) The nonproliferation credentials of the importing country; (v) The types of assurances or guarantees against design, development, production, or use of missiles that are given in a particular case; and (vi) The existence of a preexisting contract. (3)(i) Consistent with the MTCR Annex General Minimum Software Note, General Technology Note (ii) Applicants are not required to identify or provide any support documentation for such minimum “software” or “technology” on a license application for MT controlled items because such minimum “software” or “technology” is authorized within the scope of the license, consistent with § 750.7(c)(1)(x). Applicants will be informed when such minimum “software” and/or “technology” in § 750.7(c)(1)(x) is excluded from the license by a BIS condition on the license, which will state the following: “ This license does not authorize the export, reexport or transfer (in-country) of the minimum “software” and/or “technology” specified in paragraph (c)(1)(x) of § 750.7 (See paragraph (b)(3) of § 742.5).” Note to paragraph ( b License Exception TSU under § 740.13 of the EAR is available for the ECCNs controlled for MT reasons specified in paragraph (a)(5) in § 740.2, provided the software or technology is for an end use specified in that paragraph and meets the requirements of License Exception TSU. (See §§ 740.2(a)(5) and 740.13). The licensing policy in paragraph (b)(3) is only available for licensed exports (or reexports, or transfers (in-country)). (4) Controls on other items. (i) Require a validated license for reasons other than short supply; and (ii) Could be destined for the design, development, production, or use of missiles, or for a facility engaged in such activities. (5) License applications for items described in paragraph (a) of this section, when destined for the People's Republic of China, will be reviewed in accordance with the licensing policies in both paragraph (b) of this section and § 742.4(b)(7). When such items are destined to Russia or Belarus, license applications will be reviewed under a policy of denial. However, exports and reexports of items to Russia or Belarus in support of U.S.-Russia or U.S.-Belarus civil space cooperation activities-will be reviewed on a case-by-case basis. See § 746.8(b) of the EAR. (c) Contract sanctity. (1) License applications for batch mixers specified in ECCN 1B117 involving contracts that were entered into prior to January 19, 1990, will be considered on a case-by-case basis. (2) License applications subject to ECCN 1B115.b or .c that involve a contract entered into prior to March 7, 1991, will be considered on a case-by-case basis. (3) Applicants who wish that a pre-existing contract be considered in reviewing their license applications must submit documentation sufficient to establish the existence of a contract. (d) Missile Technology Control Regime. [61 FR 12786, Mar. 25, 1996, as amended at 68 FR 16147, Apr. 2, 2003; 69 FR 46075, July 30, 2004; 72 FR 33656, June 19, 2007; 76 FR 4231, Jan. 25, 2011; 81 FR 19030, Apr. 4, 2016; 81 FR 76861, Nov. 4, 2016; 82 FR 31446, July 7, 2017; 85 FR 10277, Feb. 24, 2020; 86 FR 2254, Jan. 12, 2021; 87 FR 12239, Mar. 3, 2022; 87 FR 13059, Mar. 8, 2022; 89 FR 28599, Apr. 19, 2024] § 742.6 Regional stability. Link to an amendment published at 91 FR 46260, July 23, 2026. (a) License requirements. (1) RS Column 1 license requirements in general. (2) Special RS Column 1 license requirements applicable to certain thermal imaging cameras. (ii) Except as noted in paragraph (a)(2)(iii) of this section, as indicated in the CCL and in RS Column 1 of the Commerce Country Chart, cameras described in 6A003.b.4.b require a license to all destinations other than Australia, Canada, or the United Kingdom if such cameras incorporate a focal plane array with more than 111,000 elements and a frame rate of 60 Hz or less, or cameras described in 6A003.b.4.b that are being exported or reexported to be embedded in a civil product. (iii) BIS may issue licenses for cameras subject to the license requirement of paragraph (a)(2)(ii) of this section that are fully-packaged for use as consumer-ready civil products that, in addition to the specific transactions authorized by such license, authorize exports and reexports of such cameras without a license to any civil end-user to whom such exports or reexport are not otherwise prohibited by U.S. law in a destination in Country Group A:1 (see supplement no. 1 to part 740 of the EAR). The license requirements of this paragraph (a)(2) shall not apply to exports or reexports so authorized. In this paragraph, the term “civil end-user” means any entity that is not a national armed service (army, navy, marine, air force, or coast guard), national guard, national police, government intelligence organization or government reconnaissance organization, or any person or entity whose actions or functions are intended to support “military end-uses” as defined in § 744.17(d) of the EAR. (iv) Except as noted in paragraph (a)(2)(v) of this section, as indicated in the CCL and in RS Column 1 of the Commerce Country Chart, cameras described in 6A003 b.4.b require a license to all destinations other than Australia, Canada, or the United Kingdom if such cameras incorporate a focal plane array with 111,000 elements or less and a frame rate of 60 Hz or less and are being exported or reexported to be embedded in a civil product. (v) BIS may also issue licenses for the cameras described in paragraph (a)(2)(iv) of this section that, in addition to the specific transactions authorized by such license, authorize exports and reexports to authorized companies described in the license for the purpose of embedding such cameras into a completed product that will be distributed only in countries in Country Group A:1 (see supplement no. 1 to part 740 of the EAR). The license requirements of this paragraph (a)(2) shall not apply to exports or reexports so authorized. In this paragraph, the term “authorized companies” means companies that have been previously licensed for export, are not the subject of relevant negative intelligence or open source information, have not been the subject of a Department of Commerce or Department of State enforcement action within the past two years, have demonstrable production capacity, and do not pose an unacceptable risk of diversion. (3) Special RS Column 1 license requirement applicable to military commodities. (4) RS Column 2 license requirements License requirements applicable to most RS Column 2 items. (ii) Special RS Column 2 license requirements applicable only to certain cameras. (5) RS requirements that apply to Iraq. (6) RS requirement that applies to advanced computing and semiconductor manufacturing items Exports, reexports, transfers (in-country) to or within Macau or Country Group D:5 Certain semiconductor manufacturing equipment and associated software and technology 1 Scope. ( 2 Exclusions. ( i ( ii ( iii 1 (B) High Bandwidth Memory (HBM). (ii) Exports from abroad originating in either Macau or a destination specified in Country Group D:5. 1 (iii)(A) Worldwide license requirement. (B) License Requirement for the United Arab Emirates (UAE) and Country Groups D:1, D:4, or D:5 (excluding destinations also specified in Country Groups A:5 or A:6). (iv) Deemed exports and reexports. (7) RS requirement that applies to the People's Republic of China (China), Russia, or Venezuela. (8) RS Column 1 license requirements and related policies for ECCN 0Y521 items Scope. (ii) 0Y521 Items. (iii) Requirement to be classified under another ECCN within one calendar year of classification under ECCN 0Y521. Federal Register. (9) Special RS Column 1 license requirement applicable to certain spacecraft and related items. (10)(i) Scope. (ii) Deemed export and deemed reexport exclusions. (A) Grandfather clause. e.g., https://www.bis.doc.gov e.g., (B) Deemed export and deemed reexport exclusion 1 Limited exclusion. ( 2 Full exclusion. (11) License requirement for ECCN 3B993, 3B994, 3D993, 3D994, 3E993, and 3E994. (12) RS requirements that apply to Pakistan. (13) RS requirement that applies to artificial intelligence model weights. (b) Licensing policy Licensing policy for RS Column 1 items. (A) Applications for exports and reexports of ECCN 0A501, 0A502, 0A504, 0A505, 0A506, 0A507, 0A508, 0A509, 0B501, 0B505, 0D501, 0D505, 0E501, 0E504, and 0E505 items; 9x515 and “600 series” items will be reviewed on a case-by-case basis to determine whether the transaction is contrary to the national security or foreign policy interests of the United States, including the foreign policy interest of promoting the observance of human rights throughout the world. (B) Other applications for exports and reexports described in paragraph (a)(1), (2), (6), or (8) of this section will be reviewed on a case-by-case basis to determine whether the export or reexport could contribute directly or indirectly to any country's military capabilities in a manner that would alter or destabilize a region's military balance contrary to the foreign policy interests of the United States. (C) Applications for reexports of items described in paragraph (a)(3) of this section will be reviewed applying the policies for similar commodities that are subject to the ITAR. (D) Applications for export or reexport of items classified under ECCNs 0A501, 0A502, 0A505, 0A506, 0A507, 0A508, or 0A509, or any 9x515 or “600 series” ECCN requiring a license in accordance with paragraph (a)(1) or (9) of this section, will also be reviewed consistent with United States arms embargo policies in § 126.1 of the ITAR (22 CFR 126.1), if destined to a country set forth in Country Group D:5 in supplement no. 1 to part 740 of the EAR. (E) Applications for export or reexport of “parts,” “components,” “accessories,” “attachments,” “software,” or “technology” “specially designed” or otherwise required for the F-14 aircraft will generally be denied. (F) Applications for exports and reexports of items classified under ECCNs 0A501, 0A502, 0A504, 0A505, 0A506, 0A507, 0A508, 0A509, 0B501, 0B505, 0D501, 0D505, 0E501, 0E504, or 0E505, or any 9x515 ECCN will be subject to a policy of denial, when destined to China or a country listed in E:1 in supplement no. 1 to part 740 of the EAR. (G) Applications for exports and reexports of ECCNs 0A501, 0A502, 0A504, 0A505, 0A506, 0A507, 0A508, 0A509, 0B501, 0B505, 0D501, 0D505, 0E501, 0E504, and 0E505 items will be subject to a policy of denial when there is reason to believe the transaction involves criminal organizations, rebel groups, street gangs, or other similar groups or individuals, that may be disruptive to regional stability, including within individual countries. (ii) Applications for exports and reexports to a country listed in Country Group D:5 (in supplement no. 1 to part 740 of the EAR) of technology controlled under 6E001 for the development of focal plane arrays, read-out integrated circuits (ROICs) or image intensifier tubes described in 6A002 or technology controlled under 6E002 for the production of focal plane arrays, read-out integrated circuits (ROICs) or image intensifier tubes described in 6A002 will be reviewed with a presumption of denial. (2) Licensing policy for RS Column 2 items. (ii) Applications to export and reexport items controlled under ECCNs 2A984, 2D984 and 2E984 will be reviewed under a presumption of approval when exported or reexported to Austria, Cyprus, Finland, Ireland, Israel, Malta, Mexico, Singapore or Sweden, provided the items to be exported or reexported are being made to a government end-user or to a person designated by the government end-user pursuant to contract. License applications to export to a designated person must include a statement from the government end-user that the person is so designated. See supplement no. 2 to part 748, paragraph (k)(2). (3) For terrorist-designated countries, the applicable licensing policies are found in parts 742 and 746 of the EAR. (4) See § 746.3(b) of the EAR for the applicable licensing policies for items controlled for RS reasons to Iraq. (5) Spacecraft for launch. (ii) Applications to export or reexport a “spacecraft” controlled under ECCN 9A515.a for launch in or by a country that is a member of the North Atlantic Treaty Organization (NATO) or a major non-NATO ally of the United States (as defined in 22 CFR 120.31 and 120.32), may require a technology transfer control plan approved by the Department of Defense, an encryption technology control plan approved by the National Security Agency, or Department of Defense monitoring of launch activities. (6) Remote sensing spacecraft. (7) For India, there is a general policy of approval for license applications to export, reexport, or transfer items, including “600 series” items, for civil or military end uses in India, for ultimate end use by the Government of India, for reexport to countries in Country Group A:5, or for return to the United States, so long as such items are not for use in nuclear, “missile,” or chemical or biological weapons activities. (8) China or Venezuela. (9) Russia or Belarus. (10) Advanced computing and semiconductor manufacturing items License review policy for paragraphs (a)(6)(i)(A) and (ii) of this section. (ii) License review policy for paragraph (a)(6)(i)(B) of this section (for 3A090.c). (iii) License review policy for items specified in paragraph (a)(6)(iii) of this section 1 Policy for Country Group D:5 and Macau. ( 2 Policy for countries in paragraph (a)of supplement no. 5 to part 740. (B) Country allocations and licensing policy for all other destinations. ( 1 Not exceeding the country allocation. www.bis.gov ( 2 Exceeding the country allocation. (C) For items specified in paragraph (a)(6)(iii)(A) of this section, applications for exports, reexports, or transfers (in-country) to or within destinations listed in paragraph (b) of supplement no. 5 to part 740, TPP allocations may be increased up to 100% for that destination pursuant to government-to-government assurances, as applicable. Accordingly, the licensing policy in paragraph (b)(10)(iii)(B) will apply, up to the adjusted country allocations. (11) License review policy for items specified in paragraph (a)(10). (12) License review policy for paragraph (a)(11). (13) Applications for the export, reexport, or transfer (in-country) of any item that requires a license pursuant to paragraph (a)(12) of this section will be reviewed on a case-by-case basis to determine whether the proposed export, reexport, or transfer (in-country) presents an unacceptable risk of use in, or diversion to, an end use or end user of concern, as set forth in part 744 of the EAR. If it is determined that the proposed export, reexport, or transfer (in-country) poses an unacceptable risk of use in, or diversion to, an end use or end user of concern, the application will be denied. (14) License Review Policy for AI Model Weights in (a)(13) of this section. Note to paragraph ( b Note 2 to ECCN 4E091 explains that 4E091 does not control the 'parameters' of any artificial intelligence model trained utilizing fewer 'operations' than the number needed to train an artificial intelligence model as capable, according to an aggregate of widely used benchmarks, as the most advanced artificial intelligence model that has been “published” as defined in § 734.7(a) of the EAR. (c)(1) Contract sanctity date: (2) Contract sanctity date: (d) U.S. controls. [61 FR 12786, Mar. 25, 1996] Editorial Notes: 1. For Federal Register www.govinfo.gov. 2. At 90 FR 4615, Jan. 16, 2025, § 742.6 was amended by adding paragraphs (a)(13) and (b)(14); however, these amendments could not be incorporated because paragraphs (a)(13) and (b)(14) already exist. § 742.7 Crime control and detection. (a) License requirements. (1) Crime control and detection instruments and equipment and related “technology” and “software” identified in the appropriate ECCNs on the CCL under CC Column 1 in the Country Chart column of the “License Requirements” section. A license is required to countries listed in CC Column 1 (supplement no. 1 to part 738 of the EAR). Items affected by this requirement are identified on the CCL under the following ECCNs: 0A502 (for shotguns with a barrel length less than 24 inches and shotgun “parts” and “components”), 0A502.c, 0A502.d, 0A502.e, 0A504, 0A505.b, 0A508 (for shotguns with a barrel length less than 24 inches and shotgun “parts” and “components”), 0A509.a (for items for ECCN 0A502 or ECCN 0A508), 0A509.d, 0A977, 0A978, 0A979, 0D977, 0E502, 0E505 (“technology” for “development” or for “production” of buckshot shotgun shells controlled under ECCN 0A505.b), 0E977, 1A984, 1A985, 3A980, 3A981, 3D980, 3E980, 4A003 (for fingerprint computers only), 4A980, 4D001 (for fingerprint computers only), 4D980, 4E001 (for fingerprint computers only), 4E980, 6A002 (for police-model infrared viewers only), 6E001 (for police-model infrared viewers only), 6E002 (for police-model infrared viewers only), and 9A980. (2) Shotguns with a barrel length greater than or equal to 24 inches, identified in ECCN 0A502 or 0A508 on the CCL under CC Column 2 in the Country Chart column of the “License Requirements” section regardless of end user to countries listed in CC Column 2 (supplement no. 1 to part 738 of the EAR). (3) Shotguns with barrel length greater than or equal to 24 inches, identified in ECCN 0A502 or 0A508 on the CCL under CC Column 3 in the Country Chart column of the “License Requirements” section only if for sale or resale to police or law enforcement entities in countries listed in CC Column 3 (supplement no. 1 to part 738 of the EAR). (4) Items designed for the execution of human beings as identified in ECCN 0A981 require a license to all destinations including Australia, Canada, and the United Kingdom. Controls for these items appear in each ECCN; a column specific to these controls does not appear in the Country Chart (supplement no. 1 to part 738 of the EAR). (5) Certain crime control items require a license to all destinations except Canada. These items are identified under ECCNs 0A982, 0A503, and 0E982. Controls for these items appear in each ECCN; a column specific to these controls does not appear in the Country Chart (supplement no. 1 to part 738 of the EAR). (6) See § 742.11 of the EAR for further information on items controlled under ECCN 0A983, which require a license to all destinations, including Australia, Canada, and the United Kingdom. Controls for these items appear in each ECCN; a column specific to these controls does not appear in the Country Chart (supplement no. 1 to part 738 of the EAR). (b) Licensing policy. (2) BIS will review license applications in accordance with the licensing policy in paragraph (b)(1) of this section for items that are not controlled under this section but that require a license pursuant to another section for any reason other than short supply and could be used by the recipient Government or other end user specifically to violate or abuse human rights. (c) Contract sanctity. (d) U.S. controls. [89 FR 34705, Apr. 30, 2024, as amended at 90 FR 47193, Sept. 30, 2025; 91 FR 46260, July 23, 2026] § 742.8 Anti-terrorism: Iran. (a) License requirements. (2) [Reserved] (3) The Secretary of State has designated Iran as a country whose Government has repeatedly provided support for acts of international terrorism. (4) In support of U.S. foreign policy applicable to terrorism-supporting countries, the EAR imposes anti-terrorism license requirements on exports and reexports to Iran pursuant to sections 6(j) and 6(a) of the Export Administration Act. (i) Section 6(j) anti-terrorism controls. (ii) Section 6(a) anti-terrorism controls. (5) Exports and certain reexports to Iran are subject to a comprehensive embargo administered by the Department of the Treasury's Office of Foreign Assets Control (OFAC). If you wish to export or reexport to Iran, the Government of Iran or any entity owned or controlled by that Government, you should review part 746 of the EAR and consult with OFAC. Please note that authorization from OFAC constitutes authorization under the EAR and no separate license or authorization from BIS is required. (b) Licensing policy. (2) License applications for items controlled under section 6(a) of the EAA will also be reviewed to determine whether requirements of section 6(j) apply. Whenever the Secretary of State determines that an export or reexport could make a significant contribution to the military potential of Iran, including its military logistics capability, or could enhance Iran's ability to support acts of international terrorism, the Secretaries of State and Commerce will notify the Congress 30 days prior to the issuance of a license. (c) Contract sanctity. (d) U.S. controls. [61 FR 12786, Mar. 25, 1996, as amended at 63 FR 42228, Aug. 7, 1998; 64 FR 27142, May 18, 1999; 65 FR 34075, May 26, 2000; 66 FR 36682, July 12, 2001; 68 FR 16212, Apr. 3, 2003; 74 FR 2356, Jan. 15, 2009] § 742.9 Anti-terrorism: Syria. (a) License requirements. (2) The Secretary of State has designated Syria as a country whose government has repeatedly provided support for acts of international terrorism. (3) In support of U.S. foreign policy against terrorism, BIS maintains two types of anti-terrorism controls on the export and reexport to Syria of items described in supplement no. 2 to part 742. (i) Items described in paragraphs (c)(1) through (c)(5) of supplement no. 2 to part 742, if destined to military, police, intelligence or other end-users in Syria, are controlled under section 6(j) of the Export Administration Act, as amended (EAA). (ii) Items listed in paragraphs (c)(1) through (c)(5) of supplement no. 2 to part 742 destined to other end-users in Syria, as well as items to all end-users listed in (c)(6) through (c)(8), (c)(10) through (c)(14), (c)(16) through (c)(19), and (c)(22) through (c)(44) of supplement no. 2 to part 742, are controlled to Syria under section 6(a) of the EAA. (b) Licensing policy. (i) Items that are controlled for chemical and biological weapons proliferation reasons to any destination. These are items that contain CB Column 1, CB Column 2, or CB Column 3 in the Country Chart column of the “License Requirements” section of an ECCN on the CCL. (ii) Military-related items controlled for national security reasons to any destination. These are items that contain NS Column 1 in the Country Chart column of the “License Requirements” section in an ECCN on the CCL and are controlled by equipment or material entries ending in the number “18.” (iii) Items that are controlled for missile proliferation reasons to any destination. These are items that have an MT Column 1 in the Country Chart column of the “License Requirements” section of an ECCN on the CCL. (iv) All aircraft (powered and unpowered), helicopters, engines, and related spare parts and components, except that parts and components intended to ensure the safety of civil aviation and the safe operation of commercial passenger aircraft will be reviewed on a case-by-case basis, with a presumption of approval. These are items controlled to any destination for national security and missile technology reasons and items controlled to Syria for anti-terrorism purposes. Such items contain an NS Column 1, NS Column 2, MT Column 1, or AT Column 1 in the Country Chart column of the “License Requirements” section of an ECCN on the CCL. Note that, consistent with the general rule that applies to computing U.S. parts and components content incorporated into foreign made products, all aircraft-related items that require a license to Syria will be included as controlled U.S. content, except for ECCNs 6A998, 7A994, and 9A991.d, for purposes of such licensing requirements. (v) Cryptographic, cryptoanalytic, and cryptologic items controlled to any destination for national security reasons. Such items contain an AT Column 1 and an NS Column 1 or NS Column 2 in the Country Chart column of the “License Requirements” section of an ECCN on the CCL. (vi) Explosives detection equipment controlled under ECCN 2A983. (vii) “Software” (ECCN 2D983) specially designed or modified for the “development”, “production” or “use” of explosives detection equipment controlled by 2A983. (viii) “Technology” (ECCN 2E983) specially designed or modified for the “development”, “production” or “use” of explosives detection equipment controlled by 2A983. (ix) Commercial charges and devices controlled under ECCN 1C992. (x) Ammonium nitrate, including certain fertilizers containing ammonium nitrate, controlled under ECCN 1C997. (xi) Technology for the production of Chemical Weapons Convention (CWC) Schedule 2 and 3 chemicals controlled under ECCN 1E355. (xii) Concealed object detection equipment controlled under ECCN 2A984. (xiii) “Software” (ECCN 2D984) “required” for the “development”, “production” or “use” of concealed object detection equipment controlled by 2A984. (xiv) “Technology” (ECCN 2E984) “required” for the “development”, “production” or “use” of concealed object detection equipment controlled by 2A984, or the “development” of “software” controlled by 2D984. (2) Applications for export and reexport to Syria of all other items described in paragraph (a) of this section, and not described by paragraph (b)(1) of this section, will generally be denied if the export or reexport is destined to a military end-user or for military end-use. Applications for non-military end-users or for non-military end-uses will be considered on a case-by-case basis. (3) Notwithstanding the provisions of paragraphs (b)(1) and (b)(2), of this section, applications for Syria will be considered on a case-by-case basis if: (i) The transaction involves the reexport to Syria of items where Syria was not the intended ultimate destination at the time of original export from the United States, provided that the exports from the U.S. occurred prior to the applicable contract sanctity date (or, where the contract sanctity date is December 16, 1986, prior to June 18, 1987). (ii) The U.S. content of foreign-produced commodities is 20% or less by value; or (iii) The commodities are medical items. Note to paragraph ( b Applicants who wish any of the factors described in paragraph (b) of this section to be considered in reviewing their license applications must submit adequate documentation demonstrating the value of the U.S. content, the specifications and medical use of the equipment, or the date of export from the United States. (4) License applications for items reviewed under 6(a) controls will also be reviewed to determine the applicability of 6(j) controls to the transaction. When it is determined that an export or reexport could make a significant contribution to the military potential of Syria, including its military logistics capability, or could enhance Syria's ability to support acts of international terrorism, the Secretaries of State and Commerce will notify the Congress 30 days prior to issuance of a license. (c) Contract sanctity. (d) U.S. controls. (e) Section 746.9 (Syria) of the EAR sets forth the export and reexport controls for Syria. Section 746.9 supersedes the provisions of paragraphs (a) through (d) of this section. [61 FR 12786, Mar. 25, 1996, as amended at 62 FR 25459, May 9, 1997; 63 FR 42228, Aug. 7, 1998; 64 FR 27142, May 18, 1999; 64 FR 47667, Sept. 1, 1999; 64 FR 50248, Sept. 16, 1999; 66 FR 36682, July 12, 2001; 68 FR 16212, Apr. 3, 2003; 71 FR 9442, Feb. 24, 2006; 75 FR 14340, Mar. 25, 2010; 76 FR 77117, Dec. 12, 2011; 78 FR 13469, Feb. 28, 2013] § 742.10 [Reserved] § 742.11 Specially designed implements of torture, including thumbscrews, thumbcuffs, fingercuffs, spiked batons, and parts and accessories, n.e.s. (a) License Requirements. (b) Licensing policy. (c) Contract sanctity. (d) U.S. controls. [61 FR 12786, Mar. 25, 1996, as amended at 72 FR 9849, Mar. 6, 2007; 75 FR 41082, July 15, 2010; 89 FR 28600, Apr. 19, 2024] § 742.12 [Reserved] § 742.13 Communications intercepting devices; software and technology for communications intercepting devices. (a) License requirement. (2) “Communications intercepting devices” are electronic, mechanical, or other devices that can be used for interception of wire, oral, or electronic communications if their design renders them primarily useful for surreptitious listening even though they may also have innocent uses. A device is not restricted merely because it is small or may be adapted to wiretapping or eavesdropping. Some examples of devices to which these restrictions apply are: the martini olive transmitter; the infinity transmitter; the spike mike; and the disguised microphone appearing as a wristwatch, cufflink, or cigarette pack; etc. The restrictions do not apply to devices such as the parabolic microphone or other directional microphones ordinarily used by broadcasters at sports events, since these devices are not primarily useful for surreptitious listening. (b) Licensing policy. (i) A provider of wire or electronic communication services or an officer, agent, or employee of, or person under contract with such a provider, in the normal course of the business of providing that wire or electronic communication service; or (ii) An officer, agent, or employee of, or a person under contract with, the United States, one of the 50 States, or a political subdivision thereof, when engaged in the normal course of government activities. Note to paragraph ( b For SL reasons, license applications will generally be denied to countries that are subject to controls for AT reasons. Note to paragraph ( b i The normal course of the business of providing a wire or electronic communications service includes any activity which is a necessary incident to the rendition of the service or to the protection of the rights and property of the provider of that service. (2) Other license applications will generally be denied for exports or reexports requiring a license for SL reasons. (c) Contract sanctity. (d) U.S. controls. [61 FR 12786, Mar. 25, 1996, as amended at 71 FR 67036, Nov. 20, 2006; 77 FR 39368, July 2, 2012; 78 FR 37382, June 20, 2013; 89 FR 28600, Apr. 19, 2024] § 742.14 Significant items: hot section technology for the development, production or overhaul of commercial aircraft engines, components, and systems. (a) License requirement. (b) Licensing policy. (1) The country of destination; (2) The ultimate end-user(s); (3) The technology involved; (4) The specific nature of the end-use(s); and (5) The types of assurance against unauthorized use or diversion that are given in a particular case. (c) Contract sanctity. (d) [Reserved] [64 FR 13339, Mar. 18, 1999, as amended at 75 FR 36515, June 28, 2010; 75 FR 54276, Sept. 7, 2010; 76 FR 29619, May 20, 2011; 88 FR 12112, Feb. 24, 2023; 88 FR 71935, Oct. 18, 2023; 89 FR 28600, Apr. 19, 2024] § 742.15 Encryption items. Encryption items can be used to maintain the secrecy of information, and thereby may be used by persons abroad to harm U.S. national security, foreign policy and law enforcement interests. The United States has a critical interest in ensuring that important and sensitive information of the public and private sector is protected. Consistent with our international obligations as a member of the Wassenaar Arrangement, the United States has a responsibility to maintain control over the export and reexport of encryption items. As the President indicated in Executive Order 13026 and in his Memorandum of November 15, 1996, exports and reexports of encryption software, like exports and reexports of encryption hardware, are controlled because of this functional capacity to encrypt information, and not because of any informational or theoretical value that such software may reflect, contain, or represent, or that its export or reexport may convey to others abroad. For this reason, export controls on encryption software are distinguished from controls on other software regulated under the EAR. (a) Licensing requirements and policy Licensing requirements. (2) Licensing policy. (b) Publicly available encryption source code Scope and eligibility. (2) Notification requirement for “non-standard cryptography.” e.g., [email protected] [email protected]. [73 FR 57507, Oct. 3, 2008, as amended at 75 FR 36494, June 25, 2010; 75 FR 43821, July 27, 2010; 76 FR 1063, Jan. 7, 2011; 76 FR 29619, May 20, 2011; 78 FR 13469, Feb. 28, 2013; 78 FR 37383, June 20, 2013; 81 FR 64673, Sept. 20, 2016; 86 FR 16488, Mar. 29, 2021; 88 FR 73494, Oct. 25, 2023; 89 FR 23885, Apr. 4, 2024] § 742.16 [Reserved] § 742.17 Exports of firearms to OAS member countries. (a) License requirements. 2 2 (b) Licensing policy. (c) Contract sanctity. (d) OAS Model Regulations. (e) OAS member countries to which firearms controls under this section apply. (f) Items/Commodities. (g) Validity period for licenses. [64 FR 17973, Apr. 13, 1999, as amended at 78 FR 13469, Feb. 28, 2013; 80 FR 13217, Mar. 13, 2015; 85 FR 4176, Jan. 23, 2020; 86 FR 46594, Aug. 19, 2021; 89 FR 34705, Apr. 30, 2024; 90 FR 47193, Sept. 30, 2025] § 742.18 Chemical Weapons Convention (CWC or Convention). States that are parties to the Convention on the Prohibition of the Development, Production, Stockpiling and Use of Chemical Weapons and on Their Destruction, also known as the Chemical Weapons Convention (CWC or Convention), undertake never to develop, produce, acquire, stockpile, transfer, or use chemical weapons. As a State Party to the Convention, the United States is subjecting certain toxic chemicals and their precursors listed in Schedules within the Convention to trade restrictions. Trade restrictions include: a prohibition on the export of Schedule 1 chemicals to States not Party to the CWC; a prohibition on the reexport of Schedule 1 chemicals to all destinations (both States Parties to the CWC and States not Party to the CWC); license requirements for the export of Schedule 1 chemicals to all States Parties; a prohibition on the export of Schedule 2 chemicals to States not Party to the CWC; and an End-Use Certificate requirement for exports of Schedule 3 chemicals to States not Party to the CWC. Exports of CWC chemicals that do not require a license for CW reasons (e.g., exports and reexports of Schedule 2 and Schedule 3 chemicals to States Parties to the CWC) may require a license for other reasons set forth in the EAR. ( See, (a) License requirements Schedule 1 chemicals and mixtures controlled under ECCN 1C351. II III IV (2) Schedule 2 and 3 chemicals and mixtures controlled under ECCN 1C350, ECCN 1C355, or ECCN 1C395 States Parties to the CWC. (ii) States not Party to the CWC Schedule 2 chemicals. not (B) Schedule 3 chemicals 1 Exports. not unless ( 2 Reexports i Reexports from States Parties to the CWC. ( ii Reexports from States not Party to the CWC. not (C) Technology controlled under ECCN 1E355. not (b) Licensing Policy Schedule 1 chemicals and mixtures (i) Exports to States Parties to the CWC. (A) The chemicals are destined only for purposes not prohibited under the CWC ( i.e., (B) The types and quantities of chemicals are strictly limited to those that can be justified for those purposes; (C) The Schedule 1 chemicals were not previously imported into the United States (this does not apply to Schedule 1 chemicals imported into the United States prior to April 29, 1997, or imported into the United States directly from the same State Party to which they now are to be returned, i.e., and (D) The aggregate amount of Schedule 1 chemicals in the country of destination at any given time is equal to or less than one metric ton and not (ii) Exports to States not party to the CWC. (iii) Reexports. (2) Schedule 2 chemicals and mixtures. not (3) Schedule 3 chemicals and mixtures Exports. not (ii) Reexports from States not Party to the CWC. not (4) Technology controlled under ECCN 1E355. (c) Contract sanctity. [67 FR 37982, May 31, 2002, as amended at 69 FR 42865, July 19, 2004; 76 FR 56101, Sept. 12, 2011; 88 FR 2511, Jan. 17, 2023; 89 FR 28600, Apr. 19, 2024; 89 FR 104412, Dec. 23, 2024] § 742.19 Anti-terrorism: North Korea. (a) License requirements. (2) The Secretary of State has designated North Korea as a country whose Government has repeatedly provided support for acts of international terrorism. (3) In support of U.S. foreign policy on terrorism-supporting countries, BIS maintains two types of anti-terrorism controls on the export and reexport of items described in supplement 2 to part 742. (i) Items described in paragraphs (c)(1) through (c)(5) of supplement so. 2 to part 742 are controlled under section 6(j) of the Export Administration Act, as amended (EAA), if destined to military, police, intelligence or other sensitive end-users. (ii) Items described in paragraphs (c)(1) through (c)(5) of supplement no. 2 to part 742 destined to non-sensitive end-users, as well as items described in paragraph (c)(6) through (c)(45) to all end-users, are controlled to North Korea under section 6(a) of the EAA. License applications for items reviewed under section 6(a) controls will also be reviewed to determine the applicability of section 6(j) controls to the transaction. When it is determined that an export or reexport could make a significant contribution to the military potential of North Korea, including its military logistics capability, or could enhance North Korea's ability to support acts of international terrorism, the Secretaries of State and Commerce will notify the Congress 30 days prior to issuance of a license. (See supplement no. 2 to part 742 for more information on items controlled under sections 6(a) and 6(j) of the EAA and § 750.6 of the EAR for procedures for processing license applications for items controlled under EAA section 6(j).) (b) Licensing policy. (i) Items controlled for chemical and biological weapons proliferation reasons to any destination. These items contain CB Column 1, CB Column 2, or CB Column 3 in the Country Chart column of the “License Requirements” section of an ECCN on the CCL. (ii) Items controlled for missile proliferation reasons to any destination. These items have an MT Column 1 in the Country Chart column of the “License Requirements” section of an ECCN on the CCL. (iii) Items controlled for nuclear weapons proliferation reasons to any destination. These items contain NP Column 1 or NP Column 2 in the Country Chart column of the “License Requirements” section of an ECCN on the CCL. (iv) Items controlled for national security reasons to any destination. These items contain NS Column 1 or NS Column 2 in the Country Chart column of the “License Requirements” section of an ECCN on the CCL. (v) Military-related items controlled for national security reasons to any destination. These items contain NS Column 1 in the Country Chart column of the “License Requirements” section in an ECCN on the CCL and (vi) All aircraft (powered and unpowered), helicopters, engines, and related spare parts and components. Such items contain an NS Column 1, NS Column 2, MT Column 1, or AT Column 1 in the Country Chart column of the “License Requirements” section of an ECCN on the CCL. (Not including parts and components for safety-of-flight, which will be reviewed on a case-by-case basis in accordance with paragraph (b)(2) of this section). (vii) Cryptographic, cryptoanalytic, and crypto-logic items controlled any destination. These are items that contain an NS Column 1, NS Column 2, AT Column 1 or AT Column 2 in the Country Chart column of the “License Requirements” section of an ECCN on the CCL. (viii) Submersible systems controlled under ECCN 8A992. (ix) Scuba gear and related equipment controlled under ECCN 8A992. (x) Pressurized aircraft breathing equipment controlled under ECCN 9A991. (xi) Explosives detection equipment controlled under ECCN 2A983. (xii) “Software” (ECCN 2D983) specially designed or modified for the “development”, “production” or “use” of explosives detection equipment controlled by 2A983. (xiii) “Technology” (ECCN 2E983) specially designed or modified for the “development”, “production” or “use” of explosives detection equipment controlled by 2A983. (xiv) Commercial charges and devices controlled under ECCN 1C992. (xv) Computer numerically controlled machine tools controlled under ECCN 2B991. (xvi) Aircraft skin and spar milling machines controlled under ECCN 2B991. (xvii) Semiconductor manufacturing equipment controlled under ECCN 3B991. (xviii) Digital computers with an Adjusted Peak Performance (APP) exceeding 0.0004 Weighted TeraFLOPS (WT). (xix) Microprocessors with a processing speed of 0.5 GFLOPS or above . (xx) Ammonium nitrate, including certain fertilizers containing ammonium nitrate, controlled under ECCN 1C997. (xxi) Technology for the production of Chemical Weapons Convention (CWC) Schedule 2 and 3 Chemicals controlled under ECCN 1E355. (xxii) Concealed object detection equipment controlled under ECCN 2A984. (xxiii) “Software” (ECCN 2D984) “required” for the “development”, “production” or “use” of concealed object detection equipment controlled by 2A984. (xxiv) “Technology” (ECCN 2E984) “required” for the “development”, “production” or “use” of concealed object detection equipment controlled by 2A984, or the “development” of “software” controlled by 2D984. (2) Applications for export and reexport to North Korea of all other items described in paragraph (a) of this section, and not described by paragraph (b)(1) of this section, will generally be denied if the export or reexport is destined to a military end-user or for military end-use. Applications for non-military end-users or for non-military end-uses will be considered on a case-by-case basis. Applications to export or reexport humanitarian items intended for the benefit of the North Korean people; items in support of United Nations humanitarian efforts; and agricultural commodities and medical devices will generally be approved. (3) Applications for export and reexport to North Korea of items described in paragraphs (c)(12), (c)(24), (c)(34), (c)(37), (c)(38), and (c)(45) of supplement no. 2 to part 742 will generally be denied if the export or reexport is destined to nuclear end-users or nuclear end-uses. Applications for non-nuclear end-users or for non-nuclear end-uses, excluding items described in (c)(24)(iv)(A) of supplement no. 2 to part 742, will be considered on a case-by-case basis. (4) License applications for items reviewed under section 6(a) controls will also be reviewed to determine the applicability of section 6(j) controls to the transaction. When it is determined that an export or reexport could make a significant contribution to the military potential of North Korea, including its military logistics capability, or could enhance North Korea's ability to support acts of international terrorism, the Secretaries of State and Commerce will notify the Congress 30 days prior to issuance of a license. [65 FR 38151, June 19, 2000, as amended at 66 FR 36682, July 12, 2001; 68 FR 16212, Apr. 3, 2003; 70 FR 54628, Sept. 16, 2005; 71 FR 20885, Apr. 24, 2006; 72 FR 3725, Jan. 26, 2007; 72 FR 62532, Nov. 5, 2007; 75 FR 14340, Mar. 25, 2010; 85 FR 4176, Jan. 23, 2020] Supplement No. 1 to Part 742—Nonproliferation of Chemical and Biological Weapons Note: Exports and reexports of items in performance of contracts entered into before the applicable contract sanctity date(s) will be eligible for review on a case-by-case basis or other applicable licensing policies that were in effect prior to the contract sanctity date. The contract sanctity dates set forth in this supplement are for the guidance of exporters. Contract sanctity dates are established in the course of the imposition of foreign policy controls on specific items and are the relevant dates for the purpose of licensing determinations involving such items. If you believe that a specific contract sanctity date is applicable to your transaction, you should include all relevant information with your license application. (1) The contract sanctity date for exports to Iran or Syria of dimethyl methylphosphonate, phosphorous oxychloride, thiodiglycol, dimethylamine hydrochloride, dimethylamine, ethylene chlorohydrin (2-chloroethanol), and potassium fluoride is April 28, 1986. (2) The contract sanctity date for exports to Iran or Syria of dimethyl phosphite (dimethyl hydrogen phosphite), methyl phosphonyldichloride, 3-quinuclidinol, N,N-diisopropylamino-ethane-2-thiol, N,N-diisopropylaminoethyl-2-chloride, 3-hydroxy-1-methylpiperidine, trimethyl phosphite, phosphorous trichloride, and thionyl chloride is July 6, 1987. (3) The contract sanctity date for exports to Iran or Syria of items in ECCNs 1C351, 1C353 and 1C354 is February 22, 1989. (4) The contract sanctity date for exports to Iran of dimethyl methylphosphonate, phosphorus oxychloride, and thiodiglycol is February 22, 1989. (5) The contract sanctity date for exports to Iran or Syria of potassium hydrogen fluoride, ammonium hydrogen fluoride, sodium fluoride, sodium bifluoride, phosphorus pentasulfide, sodium cyanide, triethanolamine, diisopropylamine, sodium sulfide, and N,N-diethylethanolamine is December 12, 1989. (6) The contract sanctity date for exports to all destinations (except Iran or Syria) of phosphorus trichloride, trimethyl phosphite, and thionyl chloride is December 12, 1989. For exports to Iran or Syria, paragraph (2) of this supplement applies. (7) The contract sanctity date for exports to all destinations (except Iran or Syria) of 2-chloroethanol and triethanolamine is January 15, 1991. For exports of 2-chloroethanol to Iran or Syria, paragraph (1) of this Supplement applies. For exports of triethanolamine to Iran or Syria, paragraph (5) of this Supplement applies. (8) The contract sanctity date for exports to all destinations (except Iran or Syria) of chemicals controlled by ECCN 1C350 is March 7, 1991, except for applications to export the following chemicals: 2-chloroethanol, dimethyl methylphosphonate, dimethyl phosphite (dimethyl hydrogen phosphite), phosphorus oxychloride, phosphorous trichloride, thiodiglycol, thionyl chloride triethanolamine, and trimethyl phosphite. (See also paragraphs (6) and (7) of this Supplement.) For exports to Iran or Syria, see paragraphs (1) through (6) of this Supplement. (9) The contract sanctity date for exports and reexports of the following commodities and technical data is March 7, 1991: (i) Equipment (for producing chemical weapon precursors and chemical warfare agents) described in ECCNs 2B350 and 2B351; (ii) Equipment and materials (for producing biological agents) described in ECCNs 1C351, 1C353, 1C354, and 2B352; and (iii) Technology (for the development, production, and use of equipment described in ECCNs 1C351, 1C353, 1C354, 2B350, 2B351, and 2B352) described in ECCNs 2E001, 2E002, and 2E301. (10) The contract sanctity date for license applications subject to § 742.2(b)(3) of this part is March 7, 1991. (11) The contract sanctity date for reexports of chemicals controlled under ECCN 1C350 is March 7, 1991, except that the contract sanctity date for reexports of these chemicals to Iran or Syria is December 12, 1989. (12) The contract sanctity date for reexports of human pathogens, zoonoses, toxins, animal pathogens, genetically modified microorganisms and plant pathogens controlled by ECCNs 1C351, 1C353 and 1C354 is March 7, 1991. [61 FR 12786, Mar. 25, 1996, as amended at 62 FR 25459, May 9, 1997; 69 FR 42865, July 19, 2004; 71 FR 51718, Aug. 31, 2006; 80 FR 34271, June 16, 2015] Supplement No. 2 to Part 742—Anti-Terrorism Controls: North Korea, Syria Contract Sanctity Dates and Related Policies Note: Exports and reexports of items in performance of contracts entered into before the applicable contract sanctity date(s) will be eligible for review on a case-by-case basis or other applicable licensing policies that were in effect prior to the contract sanctity date. The contract sanctity dates set forth in this Supplement are for the guidance of exporters. Contract sanctity dates are established in the course of the imposition of foreign policy controls on specific items and are the relevant dates for the purpose of licensing determinations involving such items. If you believe that a specific contract sanctity date is applicable to your transaction, you should include all relevant information with your license application. BIS will determine any applicable contract sanctity date at the time an application with relevant supporting documents is submitted. (a) Terrorist-supporting countries. (b) Items controlled under EAA sections 6(j) and 6(a). (1) On December 28, 1993, the Secretary of State determined that the export to North Korea, or Syria of items described in paragraphs (c)(1) through (c)(5) of this Supplement, if destined to military, police, intelligence or other sensitive end-users, are controlled under EAA section 6(j). Therefore, the 30-day advance Congressional notification requirement applies to the export or reexport of these items to sensitive end-users in any of these countries. (2) License applications for items controlled to designated terrorist-supporting countries under EAA section 6(a) will also be reviewed to determine whether the Congressional notification requirements of EAA section 6(j) apply. (3) Items controlled for anti-terrorism reasons under section 6(a) to North Korea, and Syria are: (i) Items described in paragraphs (c)(1) through (c)(5) to non-sensitive end-users, and (ii) The following items to all end-users: for North Korea, items in paragraph (c)(6) through (c)(45) of this Supplement; and for Syria, items in paragraphs (c)(6) through (c)(8), (c)(10) through (c)(14), (c)(16) through (c)(19), and (c)(22) through (c)(44) of this Supplement. (c) The license requirements and licensing policies for items controlled for anti-terrorism reasons to Syria and North Korea are generally described in §§ 742.9 and 742.19 of this part, respectively. This Supplement provides guidance on licensing policies for North Korea and Syria and related contract sanctity dates that may be available for transactions benefiting from pre-existing contracts involving Syria. (1) All items subject to national security controls. (i) [Reserved] (ii) Syria. (iii) [Reserved] (iv) North Korea. (2) All items subject to chemical and biological weapons proliferation controls. (3) All items subject to missile proliferation controls (MTCR). (4) All items subject to nuclear weapons proliferation controls (NRL). (ii) Syria. (iii) Sudan. (iv) North Korea. (5) All military-related items, i.e., applications for export and reexport of items controlled by CCL entries ending with the number “18”. (i) [Reserved] (ii) Syria. (iii) Sudan. (iv) North Korea. (6) All aircraft (powered and unpowered), helicopters, engines, and related spare parts and components. (ii) Syria. (A) There is no contract sanctity for helicopters exceeding 10,000 lbs. empty weight or fixed wing aircraft valued at $3 million or more; except that passenger aircraft, regardless of value, have a contract sanctity date of December 16, 1986, if destined for a regularly scheduled airline with assurance against military use. (B) Contract sanctity date for helicopters with 10,000 lbs. empty weight or less: April 28, 1986. (C) Contract sanctity date for other aircraft and gas turbine engines therefor: December 16, 1986. (D) Contract sanctity date for helicopter or aircraft parts and components controlled by ECCN 9A991.d: August 28, 1991. (iii) [Reserved] (iv) North Korea. (7) Heavy duty, on-highway tractors (ii) Syria. (iii) Sudan. (iv) North Korea. (8) Off-highway wheel tractors of carriage capacity 9t (10 tons) or more. (ii) Syria. (iii) Sudan. (iv) North Korea. (9) Large diesel engines (greater than 400 horsepower) and parts to power tank transporters. (ii) Sudan. (iii) North Korea. (10) Cryptographic, cryptoanalytic, and cryptologic equipment. (ii) Syria. (iii) [Reserved] (iv) North Korea. (11) Navigation, direction finding, and radar equipment. (ii) Syria. (A) Contract sanctity date for exports of navigation, direction finding, and radar equipment that was subject to national security controls on August 28, 1991: see paragraph (c)(1)(ii) of this Supplement. (B) Contract sanctity date for all other navigation, direction finding, and radar equipment: August 28, 1991. (iii) [Reserved] (iv) North Korea. (12) Electronic test equipment. (ii) Syria. (A) Contract sanctity date for electronic test equipment that was subject to national security controls on August 28, 1991: see paragraph (c)(1)(ii) of this Supplement. (B) Contract sanctity date for all other electronic test equipment: August 28, 1991. (iii) [Reserved] (iv) North Korea. (13) Mobile communications equipment. (ii) Syria. (A) Contract sanctity date for mobile communications equipment that was subject to national security controls on August 28, 1991: see paragraph (c)(1)(ii) of this Supplement. (B) Contract sanctity date for exports of all other mobile communications equipment: August 28, 1991. (iii) [Reserved] (iv) North Korea. (14) Acoustic underwater detection equipment. (ii) Syria. (iii) [Reserved] (iv) North Korea. (15) Portable electric power generator. (ii) North Korea. (16) Vessels and boats, including inflatable boats. (ii) Syria. (iii) [Reserved] (iv) North Korea. (17) Marine and submarine engines (outboard/inboard, regardless of horsepower). (ii) Syria. (iii) [Reserved] (iv) North Korea. (18) Underwater photographic equipment. (ii) Syria. (A) Contract sanctity date for underwater photographic equipment that was subject to national security controls on August 28, 1991: see paragraph (c)(1)(ii) of this Supplement. (B) Contract sanctity date for all other underwater photographic equipment: August 28, 1991. (iii) [Reserved] (iv) North Korea. (19) Submersible systems. (ii) Syria. (A) Contract sanctity date for submersible systems that were subject to national security controls on August 28, 1991: see paragraph (c)(1)(ii) of this Supplement. (B) Contract sanctity date for all other submersible systems: August 28, 1991. (iii) [Reserved] (iv) North Korea. (20) Scuba gear and related equipment. (ii) [Reserved] (iii) North Korea. (21) Pressurized aircraft breathing equipment. (ii) [Reserved] (iii) North Korea. (22) Computer numerically controlled machine tools. (ii) Syria. (A) Contract sanctity date for computer numerically controlled machine tools that were subject to national security controls on August 28, 1991: see paragraph (c)(1)(ii) of this Supplement. (B) Contract sanctity date for exports of all other computer numerically controlled machine tools: August 28, 1991. (iii) [Reserved] (iv) North Korea. (23) Vibration test equipment. (ii) Syria. (A) Contract sanctity date for vibration test equipment that was subject to national security controls on August 28, 1991: see paragraph (c)(1)(ii) of this Supplement. (B) Contract sanctity date for exports of all other vibration test equipment: August 28, 1991. (iii) [Reserved] (iv) North Korea. (24) Digital computers with an APP of .00001 WT or above, assemblies, related equipment, equipment for development or production of magnetic and optical storage equipment, and materials for fabrication of head/disk assemblies. (ii) Syria. (A) Contract sanctity dates for items that were subject to national security controls on August 28, 1991: see paragraph (c)(1)(ii) of this Supplement. (B) Contract sanctity date for all other items: August 28, 1991. (iii) [Reserved] (iv) North Korea. (B) Computers with an APP equal to or less than 0.0004 WT: Applications for military end-users or for military end-uses, or for nuclear end-users or nuclear end-uses, will generally be denied. Applications for non-military end-users or for non-military end-uses, or for non-nuclear end-users or non-nuclear end-uses, will be considered on a case-by-case basis. (25) Telecommunications equipment. (A) Radio relay systems or equipment operating at a frequency equal to or greater than 19.7 GHz or “spectral efficiency” greater than 3 bit/s/Hz; (B) Fiber optic systems or equipment operating at a wavelength greater than 1000 nm; (C) “Telecommunications transmission systems” or equipment with a “digital transfer rate” at the highest multiplex level exceeding 45 Mb/s. (ii) [Reserved] (iii) Syria. (A) Contract sanctity date for exports of telecommunications equipment that was subject to national security controls on August 28, 1991: see paragraph (c)(1)(ii) of this Supplement. (B) Contract sanctity date for exports of all other telecommunications equipment: August 28, 1991. (iv) [Reserved] (v) North Korea. (26) Microprocessors (A) [Reserved] (B) Syria. ( 1 ( 2 (ii) With a processing speed of 0.5 GFLOPS or above. (A) North Korea. (B) [Reserved] (27) Semiconductor manufacturing equipment. (i) [Reserved] (ii) Syria. (A) Contract sanctity date for semiconductor manufacturing equipment that was subject to national security controls on August 28, 1991: see paragraph (c)(1)(ii) of this Supplement. (B) Contract sanctity date for all other semiconductor manufacturing equipment: August 28, 1991. (iii) [Reserved] (iv) North Korea. (28) Software specially designed for the computer-aided design and manufacture of integrated circuits. (ii) Syria. (A) Contract sanctity date for such software that was subject to national security controls on August 28, 1991: see paragraph (c)(1)(ii) of this Supplement. (B) Contract sanctity date for all other such software: August 28, 1991. (iii) [Reserved] (iv) North Korea. (29) Packet switches. Equipment described in ECCN 5A991.c. (ii) Syria. (A) Contract sanctity date for packet switches that were subject to national security controls on August 28, 1991: see paragraph (c)(1)(ii) of this Supplement. (B) Contract sanctity date for all other packet switches: August 28, 1991. (iii) [Reserved] (iv) North Korea. (30) Specially designed software for air traffic control applications that uses any digital signal processing techniques for automatic target tracking or that has a facility for electronic tracking. (ii) Syria. (A) Contract sanctity date for such software that was subject to national security controls on August 28, 1991: see paragraph (c)(1)(ii) of this Supplement. (B) Contract sanctity date for exports of all other such software: August 28, 1991. (iii) [Reserved] (iv) North Korea. (31) Gravity meters having static accuracy of less (better) than 100 microgal, or gravity meters of the quartz element (worden) type. (ii) Syria. (A) Contract sanctity date for gravity meters that were subject to national security controls on August 28, 1991: see paragraph (c)(1)(ii) of this Supplement. (B) Contract sanctity date for exports of all other such gravity meters: August 28, 1991. (iii) [Reserved] (iv) North Korea. (32) Magnetometers with a sensitivity lower (better) than 1.0 nt rms per square root Hertz. (ii) Syria. (A) Contract sanctity date for such magnetometers that were subject to national security controls on August 28, 1991: see paragraph (c)(1)(ii) of this Supplement. (B) Contract sanctity date for all other such magnetometers: August 28, 1991. (iii) [Reserved] (iv) North Korea. (33) Fluorocarbon compounds described in ECCN 1C006.d for cooling fluids for radar. (ii) Syria. (A) Contract sanctity date for such fluorocarbon compounds that were subject to national security controls on August 28, 1991: see paragraph (c)(1)(ii) of this Supplement. (B) Contract sanctity date for all other such fluorocarbon compounds: August 28, 1991. (iii) [Reserved] (iv) North Korea. (34) High strength organic and inorganic fibers (kevlar) described in ECCN 1C210. (ii) Syria. (A) Contract sanctity date for high strength organic and inorganic fibers (kevlar) described in ECCN 1C210 that were subject to national security controls on August 28, 1991: see paragraph (c)(1)(ii) of this Supplement. (B) Contract sanctity date for all other high strength organic and inorganic fibers (kevlar) described in ECCN 1C210: August 28, 1991. (iii) [Reserved] (iv) North Korea. (35) Machines described in ECCNs 2B003 and 2B993 for cutting gears up to 1.25 meters in diameter. (ii) Syria. (A) Contract sanctity date for machines that were subject to national security controls on August 28, 1991: see paragraph (c)(1)(ii) of this Supplement. (B) Contract sanctity date for all other machines: August 28, 1991. (iii) [Reserved] (iv) North Korea. (36) Aircraft skin and spar milling machines. (ii) Syria. (A) Contract sanctity date for aircraft skin and spar milling machines that were subject to national security controls on August 28, 1991: see paragraph (c)(1)(ii) of this Supplement. (B) Contract sanctity date for all other aircraft skin and spar milling machines: August 28, 1991. (iii) [Reserved] (iv) North Korea. (37) Manual dimensional inspection machines described in ECCN 2B996. (ii) Syria. (A) Contract sanctity date for such manual dimensional inspection machines that were subject to national security controls on August 28, 1991: see paragraph (c)(1)(ii) of this Supplement. (B) Contract sanctity date for all other such manual dimensional inspection machines: August 28, 1991. (iii) [Reserved] (iv) North Korea. (38) Robots capable of employing feedback information in real time processing to generate or modify programs. (ii) Syria. (A) Contract sanctity date for such robots that were subject to national security controls on August 28, 1991: see paragraph (c)(1)(ii) of this Supplement. (B) Contract sanctity date for all other such robots: August 28, 1991. (iii) [Reserved] (iv) North Korea. (39) Explosives detection equipment described in ECCN 2A983 (A) [Reserved] (B) Syria. (C) [Reserved] (D) North Korea. (ii) Explosives detection equipment described in ECCN 2A983, not controlled prior to April 3, 2003 under ECCN 2A993. (A) [Reserved] (B) Syria. (C) Sudan. (D) North Korea. (40) “Software” described in ECCN 2D983 specially designed or modified for the “development”, “production” or “use” of explosives detection equipment. (ii) Syria. (iii) [Reserved] (iv) North Korea. (41) “Technology” described in ECCN 2E983 specially designed or modified for the “development”, “production” or “use” of explosives detection equipment. (ii) Syria. (iii) [Reserved] (iv) North Korea. (42) Production technology controlled under ECCN 1C355 on the CCL (i) [Reserved] (ii) Syria. (iii) [Reserved] (iv) North Korea. (43) Commercial Charges and devices controlled under ECCN 1C992 on the CCL. (ii) Syria. (iii) [Reserved] (iv) North Korea. (44) Ammonium nitrate, including certain fertilizers containing ammonium nitrate, under ECCN 1C997 on the CCL (ii) Syria. (iii) [Reserved] (iv) North Korea. (45) Specific processing equipment, materials and software controlled under ECCNs 0A999, 0B999, 0D999, 1A999, 1C999, 1D999, 2A999, 2B999, 3A999, and 6A999 on the CCL. North Korea. (ii) [Reserved] (46) Concealed object detection equipment described in ECCN 2A984. Syria. (ii) [Reserved] (iii) North Korea. (47) “Software” described in ECCN 2D984 “required” for the “development”, “production” or “use” of concealed object detection equipment controlled by 2A984. Syria. (ii) [Reserved] (iii) North Korea. (48) “Technology” described in ECCN 2E984 “required” for the “development”, “production” or “use” of concealed object detection equipment controlled by 2A984, or the “development” of “software” controlled by 2D984. Syria. (ii) [Reserved] (iii) North Korea. [69 FR 23630, Apr. 29, 2004, as amended at 69 FR 46076, July 30, 2004; 70 FR 14391, Mar. 22, 2005; 71 FR 20885, Apr. 24, 2006; 71 FR 51718, Aug. 31, 2006; 72 FR 20223, Apr. 24, 2007; 72 FR 62532, Nov. 5, 2007; 74 FR 2357, Jan. 15, 2009; 75 FR 14340, Mar. 25, 2010; 80 FR 43318, July 22, 2015; 82 FR 4783, Jan. 17, 2017; 86 FR 4933, Jan. 19, 2021] Supplement No. 3 to Part 742—[Reserved] Supplement No. 4 to Part 742—Countries Excluded From Certain Semiconductor Manufacturing Equipment License Requirements Australia Austria Belgium Bulgaria Canada Croatia Czech Republic Denmark Estonia Finland France Germany Greece Hungary Iceland Ireland Italy Japan Latvia Lithuania Luxembourg Netherlands New Zealand Norway Poland Portugal Romania Slovakia Slovenia Spain Sweden Switzerland United Kingdom [89 FR 96817, Dec. 5, 2024] Supplement No. 5 to Part 742 [Reserved] Supplement No. 6 to Part 742—Technical Questionnaire for Encryption and Other “Information Security” Items (a) For all items: (1) State the name(s) of each product being submitted for classification or other consideration (as a result of a request by BIS) and provide a brief non-technical description of the type of product (e.g., routers, disk drives, cell phones, and chips) being submitted, and provide brochures, data sheets, technical specifications or other information that describes the item(s). (2) Indicate whether there have been any prior classifications of the product(s), if they are applicable to the current submission. For products with minor changes in encryption functionality, you must include a cover sheet with complete reference to the previous review (Commodity Classification Automated Tracking System (CCATS) number, Export Control Classification Number (ECCN), authorization paragraph) along with a clear description of the changes. (3) Describe how encryption is used in the product and the categories of encrypted data (e.g., stored data, communications, management data, and internal data). (4) For ‘mass market’ encryption products, describe specifically to whom and how the product is being marketed and state how this method of marketing and other relevant information (e.g., cost of product and volume of sales) are described by the Cryptography Note (Note 3 to Category 5, Part 2). (5) Is any “encryption source code” being provided (shipped or bundled) as part of this offering? If yes, is this source code publicly available source code, unchanged from the code obtained from an open source Web site, or is it proprietary “encryption source code?” (b) For classification requests and other submissions, provide the following information (1) Description of all the symmetric and asymmetric encryption algorithms and key lengths and how the algorithms are used, including relevant parameters, inputs and settings. Specify which encryption modes are supported (e.g., cipher feedback mode or cipher block chaining mode). (2) Describe how encryption keys are generated or managed by your product, including algorithms and modulus sizes supported. (3) Describe whether the products incorporate or use “non-standard cryptography” defined as incorporating or using proprietary, unpublished cryptographic functionality, including encryption algorithms or protocols that have not been adopted or approved by a duly recognized international standards body. Provide a textual description and the source code of the algorithm. (4) Describe the pre-processing methods (e.g., data compression or data interleaving) that are applied to the plaintext data prior to encryption. (5) Describe the post-processing methods (e.g., packetization, encapsulation) that are applied to the cipher text data after encryption. (6) State all communication protocols ( e.g., e.g., (7) State how the product is written to preclude user modification of the encryption algorithms, key management and key space. (8) Describe the cryptographic functionality that is provided by third-party hardware or software encryption components (if any). Identify the manufacturers of the hardware or software components, including specific part numbers and version information as needed to describe the product. Describe whether the encryption software components (if any) are statically or dynamically linked. (9) Identify the version(s) and type(s) of compilers, runtime interpreters or code assemblers used, as applicable. (10) With respect to your company's encryption products, are any of the products (or its encryption components) manufactured outside the United States? If yes, provide manufacturing locations (city and country). (11) See § 740.17(b)(2) of the EAR. Describe whether the item meets any of the § 740.17(b)(2) criteria. Provide a comparison of your item against the criteria listed in each paragraph of § 740.17(b)(2). Give specific data for each of the parameters listed, as applicable ( e.g., (12) See § 740.17(b)(3) of the EAR. Describe whether the product meets any of the criteria described under each of the paragraphs in § 740.17(b)(3) ( e.g., (13) See § 740.17(b)(2)(iii) of the EAR. For products which incorporate an “open cryptographic interface” as defined in part 772 of the EAR, describe the cryptographic interface. (14) For products with IPsec capabilities: (i) Please describe your product's implementation of IKE vendor IDs, including vendor specific and capability IDs; and (ii) Please specify which version of IKE you use (IKEv1 or IKEv2). (c) For classification requests for hardware or software “encryption components” other than source code ( i.e., (1) Reference the application for which the components are used in, if known; (2) State if there is a general programming interface to the component; (3) State whether the component is constrained by function; and (4) Identify the encryption component and include the name of the manufacturer, component model number or other identifier. (d) For classification requests for “encryption source code” provide the following information: (1) If applicable, reference the executable (object code) product that was previously classified by BIS; (2) Include whether the source code has been modified, and the technical details on how the source code was modified; and (3) Upon request, include a copy of the sections of the source code that contain the encryption algorithm, key management routines and their related calls. [75 FR 36497, June 25, 2010, as amended at 81 FR 64674, Sept. 20, 2016] Supplement No. 7 to Part 742—Description of Major Weapons Systems (1) Battle Tanks: Tracked or wheeled self-propelled armored fighting vehicles with high cross-country mobility and a high-level of self protection, weighing at least 16.5 metric tons unladen weight, with a high muzzle velocity direct fire main gun of at least 75 millimeters caliber. (2) Armored Combat Vehicles: Tracked, semi-tracked, or wheeled self-propelled vehicles, with armored protection and cross-country capability, either designed and equipped to transport a squad of four or more infantrymen, or armed with an integral or organic weapon of a least 12.5 millimeters caliber or a missile launcher. (3) Large-Caliber Artillery Systems: Guns, howitzers, artillery pieces combining the characteristics of a gun or a howitzer, mortars or multiple-launch rocket systems, capable of engaging surface targets by delivering primarily indirect fire, with a caliber of 75 millimeters and above. (4) Combat Aircraft: Fixed-wing or variable-geometry wing aircraft designed, equipped, or modified to engage targets by employing guided missiles, unguided rockets, bombs, guns, cannons, or other weapons of destruction, including versions of these aircraft which perform specialized electronic warfare, suppression of air defense or reconnaissance missions. The term “combat aircraft” does not include primary trainer aircraft, unless designed, equipped, or modified as described above. (5) Attack Helicopters: Rotary-wing aircraft designed, equipped or modified to engage targets by employing guided or unguided anti-armor, air-to-surface, air-to-subsurface, or air-to-air weapons and equipped with an integrated fire control and aiming system for these weapons, including versions of these aircraft that perform specialized reconnaissance or electronic warfare missions. (6) Warships: Vessels or submarines armed and equipped for military use with a standard displacement of 750 metric tons or above, and those with a standard displacement of less than 750 metric tons that are equipped for launching missiles with a range of at least 25 kilometers or torpedoes with a similar range. (7) Missiles and Missile Launchers: (a) Guided or unguided rockets, or ballistic, or cruise missiles capable of delivering a warhead or weapon of destruction to a range of at least 25 kilometers, and those items that are designed or modified specifically for launching such missiles or rockets, if not covered by systems identified in paragraphs (1) through (6) of this Supplement. For purposes of this rule, systems in this paragraph include remotely piloted vehicles with the characteristics for missiles as defined in this paragraph but do not include ground-to-air missiles; (b) Man-Portable Air-Defense Systems (MANPADS); or (c) Unmanned Aerial Vehicles (UAVs) of any type, including sensors for guidance and control of these systems, except model airplanes. (8) Offensive Space Weapons: Systems or capabilities that can deny freedom of action in space for the United States and its allies or hinder the United States and its allies from denying an adversary the ability to take action in space. This includes systems such as anti-satellite missiles, or other systems designed to defeat or destroy assets in space. (9) Command, Control, Communications, Computer, Intelligence, Surveillance, and Reconnaissance (C4ISR): Systems that support military commanders in the exercise of authority and direction over assigned forces across the range of military operations; collect, process, integrate, analyze, evaluate, or interpret information concerning foreign countries or areas; systematically observe aerospace, surface or subsurface areas, places, persons, or things by visual, aural, electronic, photographic, or other means; and obtain, by visual observation or other detection methods, information about the activities and resources of an enemy or potential enemy, or secure data concerning the meteorological, hydrographic, or geographic characteristics of a particular area, including Undersea communications. Also includes sensor technologies. (10) Precision Guided Munitions (PGMs), including “smart bombs”: Weapons used in precision bombing missions such as specially designed weapons, or bombs fitted with kits to allow them to be guided to their target. (11) Night vision equipment: Any electro-optical device that is used to detect visible and infrared energy and to provide an image. This includes night vision goggles, forward-looking infrared systems, thermal sights, and low-light level systems that are night vision devices, as well as infrared focal plane array detectors and cameras specifically designed, developed, modified, or configured for military use; image intensification and other night sighting equipment or systems specifically designed, modified or configured for military use; second generation and above military image intensification tubes specifically designed, developed, modified, or configured for military use, and infrared, visible and ultraviolet devices specifically designed, developed, modified, or configured for military application. [72 FR 33656, June 19, 2007, as amended at 73 FR 58037, Oct. 6, 2008] Supplement No. 8 to Part 742—Self-Classification Report for Encryption Items This supplement provides certain instructions and requirements for self-classification reporting to BIS and the ENC Encryption Request Coordinator (Ft. Meade, MD) of encryption commodities, software and components exported or reexported pursuant to § 740.17(b)(1) of the EAR. See § 740.17(e)(3) of the EAR for additional instructions and requirements pertaining to this supplement, including when to report and how to report. (a) Information to report. (1) Name of product (50 characters or less). (2) Model/series/part number (50 characters or less.) If necessary, enter ‘NONE’ or ‘N/A’. (3) Primary manufacturer (50 characters or less). Enter ‘SELF’ if you are the primary manufacturer of the item. If there are multiple manufacturers for the item but none is clearly primary, either enter the name of one of the manufacturers or else enter ‘MULTIPLE’. If necessary, enter ‘NONE’ or ‘N/A’. (4) Export Control Classification Number (ECCN), selected from one (i) 5A002 (ii) 5B002 (iii) 5D002 (iv) 5A992 (v) 5D992 (5) Encryption authorization type identifier, selected from one (i) ENC (ii) MMKT (6) Item type descriptor, selected from one of the following: (i) Access point; (ii) Cellular; (iii) Computer or computing platforms; (iv) Computer forensics; (v) Cryptographic accelerator; (vi) Data backup and recovery; (vii) Database; (viii) Disk/drive encryption; (ix) Distributed computing; (x) Email communications; (xi) Fax communications; (xii) File encryption; (xiii) Firewall; (xiv) Gateway; (xv) Intrusion detection; (xvi) Identity management; (xvii) Key exchange; (xviii) Key management; (xix) Key storage; (xx) Link encryption; (xxi) Local area networking (LAN); (xxii) Metropolitan area networking (MAN); (xxiii) Mobility and mobile applications n.e.s.; (xxiv) Modem; (xxv) Multimedia n.e.s.; (xxvi) Network convergence or infrastructure n.e.s.; (xxvii) Network forensics; (xxviii) Network intelligence; (xxix) Network or systems management (OAM/OAM&P); (xxx) Network security monitoring; (xxxi) Network vulnerability and penetration testing; (xxxii) Operating system; (xxxiii) Optical networking; (xxxiv) Radio communications; (xxxv) Router; (xxxvi) Satellite communications; (xxxvii) Short range wireless n.e.s.; (xxxviii) Storage Area Networking (SAN); (xxxix) 3G/4G/5G/LTE/WiMAX; (xl) Trusted computing; (xli) Videoconferencing; (xlii) Virtual private networking (VPN); (xliii) Voice communications n.e.s.; (xliv) Voice over Internet Protocol (VoIP); (xlv) Wide Area Networking (WAN); (xlvi) Wireless Local Area Networking (WLAN); (xlvii) Wireless Personal Area Networking (WPAN); (xlviii) Test equipment n.e.s.; or (xlix) Other (please specify). (7) Name of company or individual submitting the report (50 characters or less). (8) Telephone number (50 characters or less). (9) Email address (50 characters or less). (10) Mailing address (50 characters or less). (11) With respect to your company's encryption products, do they incorporate encryption components produced or furnished by non-U.S. sources or vendors? Enter 'YES', 'NO', or if necessary, 'N/A' (250 characters or less). (12) With respect to your company's encryption products, are any of them manufactured in non-U.S. locations?” If yes, list the non-U.S. manufacturing locations by city and country. If necessary, enter 'NONE' or 'N/A' (250 characters or less). (b) File format requirements. Note to paragraph ( b An encryption self-classification report data table created and stored in spreadsheet format (e.g., file extension .xls, .numbers, .qpw, .wb*, .wrk, and .wks) can be converted and saved into a comma delimited file format directly from the spreadsheet program. This .csv file is then ready for submission. (2) Each line of your encryption self-classification report (.csv file) must consist of twelve entries as further described in this supplement. (3) The first line of the .csv file must consist of the following twelve entries ( i.e., Note to paragraph ( b These first twelve entries ( i.e., i.e., (4) Each subsequent line of the .csv file must correspond to a single encryption item (or a distinguished series of products) as described in paragraph (c) of this supplement. (5) Each line must consist of six entries as described in paragraph (a)(1), (a)(2), (a)(3), (a)(4), (a)(5), and (a)(6) of this supplement. No entries may be left blank. Each entry must be separated by a comma (,). Certain additional instructions are as follows: (i) Line entries (a)(1) (‘PRODUCT NAME’) and (a)(4) (‘ECCN’) must be completed with relevant information. (ii) For entries (a)(2) (‘MODEL NUMBER’) and (a)(3) (‘MANUFACTURER’), if these entries do not apply to your item or situation you may enter ‘NONE’ or ‘N/A’. (iii) For entries (a)(5) (‘AUTHORIZATION TYPE’), if none of the provided choices apply to your situation, you may enter ‘OTHER’. (6) Because of .csv file format requirements, the only permitted use of a comma is as the necessary separator between line entries. You may not use a comma for any other reason in your encryption self-classification report. (c) Other instructions. (2) For families of products where all the information described in paragraph (a) of this supplement is identical except for the model/series/part number (entry (a)(2)), you may list and describe these products with a single line in your .csv file using an appropriate model/series/part number identifier ( e.g., (3) For example, if Company A produces, markets and sells both a ‘100’ (‘1xx’) and a ‘300’ (‘3xx’) series of product, in its encryption self-classification report (.csv file) Company A must list the ‘100’ product series in one line (with entry (a)(2) completed as ‘100’ or ‘1xx’) and the ‘300’ product series in another line (with entry (a)(2) completed as ‘300’ or ‘3xx’), even if the other required information is common to all products in the ‘100’ and ‘300’ series. (4) Only products self-classified by the exporter or reexporter must be reported. Products submitted for classification by the Bureau of Industry and Security for which a CCATS is issued do not need to be reported. [75 FR 36498, June 25, 2010, as amended at 81 FR 64675, Sept. 20, 2016]

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