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15 CFR Part 745 — Chemical Weapons Convention Requirements

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PART 745—CHEMICAL WEAPONS CONVENTION REQUIREMENTS Authority: 50 U.S.C. 1701 et seq.; et seq.; Source: 64 FR 27143, May 18, 1999, unless otherwise noted. § 745.1 Advance notification and annual report of all exports of Schedule 1 chemicals to other States Parties. Pursuant to the Convention, the United States is required to notify the Organization for the Prohibition of Chemical Weapons (OPCW) not less than 30 days in advance of every export of a Schedule 1 chemical, in any quantity, to another State Party. In addition, the United States is required to provide a report of all exports of Schedule 1 chemicals to other States Parties during each calendar year. If you plan to export any quantity of a Schedule 1 chemical controlled under the EAR and licensed by the Department of Commerce or controlled under the International Traffic in Arms Regulations (ITAR) and licensed by the Department of State, you are required under this section to notify the Department of Commerce in advance of this export. You are also required to provide an annual report of exports that actually occurred during the previous calendar year. The United States will transmit the advance notifications and an aggregate annual report to the OPCW of exports of Schedule 1 chemicals from the United States. Note that the notification and annual report requirements of this section do not relieve the exporter of any requirement to obtain a license from the Department of Commerce for the export of Schedule 1 chemicals subject to the EAR or from the Department of State for the export of Schedule 1 chemicals subject to the ITAR. (a) Advance notification of exports. (1) Such notification should be on company letterhead or must clearly identify the reporting entity by name of company, complete address, name of contact person and telephone and fax numbers, along with the following information: (i) Common Chemical Name; (ii) Structural formula of the chemical; (iii) Chemical Abstract Service (CAS) Registry Number; (iv) Quantity involved in grams; (v) Planned date of export; (vi) Purpose (end-use) of export; (vii) Name of recipient; (viii) Complete street address of recipient; (ix) Export license or control number, if known; and (x) Company identification number, once assigned by BIS. (2) Send the notification either by fax to (202) 482-1731 or by mail or courier delivery to the following address: Information Technology Team, Treaty Compliance Division, Bureau of Industry and Security, U.S. Department of Commerce, Room 4515, 14th Street and Pennsylvania Avenue, NW., Washington, DC 20230. Attn: “Advance Notification of Schedule 1 Chemical Export”. (3) Upon receipt of the notification, BIS will inform the exporter of the earliest date the shipment may occur under the notification procedure. To export the Schedule 1 chemical, the exporter must have applied for and been granted a license (see §§ 742.2 and 742.18 of the EAR, or the ITAR at 22 CFR part 121. (b) Annual report of exports. each (i) Common Chemical Name; (ii) Structural formula of the chemical; (iii) CAS Registry Number; (iv) Quantity involved in grams; (v) Date of export; (vi) Export license number; (vii) Purpose (end-use) of export; (viii) Name of recipient; (ix) Complete address of recipient, including street address, city and country; and (x) Company identification number, once assigned by BIS. (2) The report must be signed by a responsible party, certifying that the information provided in the annual report is, to the best of his/her knowledge and belief, true and complete. (3) Send the report either by fax to (202) 482-1731 or by mail or courier delivery to the following address: Information Technology Team, Treaty Compliance Division, Bureau of Industry and Security, U.S. Department of Commerce, Room 4515, 14th Street and Pennsylvania Avenue, NW., Washington, DC 20230. Attn: “Annual Report of Schedule 1 Chemical Export”. [64 FR 27143, May 18, 1999, as amended at 64 FR 28909, May 28, 1999; 65 FR 12923, Mar. 10, 2000; 73 FR 38910, July 8, 2008; 83 FR 13855, Apr. 2, 2018] § 745.2 End-Use Certificate reporting requirements under the Chemical Weapons Convention. Note: The End-Use Certificate requirement of this section does not relieve the exporter of any requirement to obtain a license from the Department of Commerce for the export of Schedule 3 chemicals subject to the Export Administration Regulations or from the Department of State for the export of Schedule 3 chemicals subject to the International Traffic in Arms Regulations. (a)(1) No U.S. person, as defined in § 744.6(c) of the EAR, may export from the United States any Schedule 3 chemical identified in supplement no. 1 to this part to countries not party to the Chemical Weapons Convention (destinations not (2) Submit a copy of the End-Use Certificate, no later than 7 days after the date of export, either by fax to (202) 482-1731 or by mail or courier delivery to the following address: Information Technology Team, Treaty Compliance Division, Bureau of Industry and Security, U.S. Department of Commerce, Room 4515, 14th Street and Pennsylvania Avenue, NW., Washington, DC 20230. Attn: “CWC End-Use Certificate Report”. (b) The End-Use Certificate described in paragraph (a) of this section must state the following: (1) That the chemicals will be used only for purposes not prohibited under the Chemical Weapons Convention; (2) That the chemicals will not be transferred to other end-user(s) or end-use(s); (3) The types and quantities of chemicals; (4) Their specific end-use(s); and (5) The name(s) and complete address(es) of the end-user(s). [64 FR 27143, May 18, 1999, as amended at 64 FR 49381, Sept. 13, 1999; 66 FR 49525, Sept. 28, 2001; 73 FR 38910, July 8, 2008] Supplement No. 1 to Part 745—Schedules of Chemicals CAS Schedule 1 A. Toxic Chemicals: 1. Family: 10 Not limited to the following examples: Sarin: 107-44-8 Soman: 96-64-0 2. Family: 10 Not limited to the following example: Tabun: 77-81-6 3. Family: 10 Not limited to the following example: VX: 50782-69-9 4. Sulfur mustards: 2-Chloroethylchloromethylsulfide 2625-76-5 Mustard gas: 505-60-2 Bis(2-chloroethylthio)methane 63869-13-6 Sesquimustard: 3563-36-8 1,3-Bis(2-chloroethylthio)-n-propane 63905-10-2 1,4-Bis(2-chloroethylthio)-n-butane 142868-93-7 1,5-Bis(2-chloroethylthio)-n-pentane 142868-94-8 Bis(2-chloroethylthiomethyl)ether 63918-90-1 O-Mustard: 63918-89-8 5. Lewisites: Lewisite 1: 541-25-3 Lewisite 2: 40334-69-8 Lewisite 3: Tris(2-chlorovinyl)arsine 40334-70-1 6. Nitrogen mustards: HN1: 538-07-8 HN2: 51-75-2 HN3: 555-77-1 7. Saxitoxin 35523-89-8 8. Ricin 9009-86-3 13. Family: 10 10 10 Not limited to the following examples: N-(1-(di-n-decylamino)-n-decylidene)-P-decylphosphonamidic fluoride 2387495-99-8 Methyl-(1-(diethylamino)ethylidene)phosphonamidofluoridate 2387496-12-8 14. Family: 10 10 10 Not limited to the following examples: O-n-Decyl N-(1-(di-n-decylamino)-n decylidene)phosphoramidofluoridate 2387496-00-4 Methyl (1-(diethylamino)ethylidene)phosphoramidofluoridate 2387496-04-8 Ethyl (1-(diethylamino)ethylidene)phosphoramidofluoridate 2387496-06-0 15. Methyl-(bis(diethylamino)methylene)phosphonamidofluoridate 2387496-14-0 16. Carbamates (quaternaries and bisquaternaries of dimethylcarbamoyloxypyridines) 16.1. Family: 10 10 10 Not limited to the following example: 1-[N,N-dimethyl-N-(2-hydroxy)ethylammonio]-10-[N-(3-dimethylcarbamoxy-α-picolinyl)-N,N-dimethylammonio]decane dibromide 77104-62-2 16.2. Family: 10 Not limited to the following example: 1,10-Bis[N-(3-dimethylcarbamoxy-α-picolyl)-N-ethyl-N- methylammonio]decane-2,9-dione dibromide 77104-00-8 B. Precursors: 9. Family: Not limited to the following example: DF: 676-99-3 10. Family: 10 Not limited to the following example: QL: 57856-11-8 11. Chlorosarin: 1445-76-7 12. Chlorosoman: 7040-57-5 Schedule 2 A. Toxic Chemicals: 1. Amiton: 78-53-5 2. PFIB: 1,1,3,3,3-Pentafluoro-2-(trifluoromethyl)-1-propene 382-21-8 3. BZ: 6581-06-2 B. Precursors: 4. Family: Not limited to the following examples: Methylphosphonyl dichloride 676-97-1 Dimethyl methylphosphonate 756-79-6 Exemption: 944-22-9 5. Family: 6. Family: 7. Arsenic trichloride 7784-34-1 8. 2,2-Diphenyl-2-hydroxyacetic acid 76-93-7 9. Quinuclidine-3-ol 1619-34-7 10. Family: 11. Family: Exemptions: 108-01-0 N,N-Diethylaminoethanol and corresponding protonated salts 100-37-8 12. Family: 13. Thiodiglycol: Bis(2-hydroxyethyl)sulfide 111-48-8 14. Pinacolyl alcohol: 464-07-3 Schedule 3 A. Toxic Chemicals: 1. Phosgene: 75-44-5 2. Cyanogen chloride 506-77-4 3. Hydrogen cyanide 74-90-8 4. Chloropicrin: 76-06-2 B. Precursors: 5. Phosphorus oxychloride 10025-87-3 6. Phosphorus trichloride 7719-12-2 7. Phosphorus pentachloride 10026-13-8 8. Trimethyl phosphite 121-45-9 9. Triethyl phosphite 122-52-1 10. Dimethyl phosphite 868-85-9 11. Diethyl phosphite 762-04-9 12. Sulfur monochloride 10025-67-9 13. Sulfur dichloride 10545-99-0 14. Thionyl chloride 7719-09-7 15. Ethyldiethanolamine 139-87-7 16. Methyldiethanolamine 105-59-9 17. Triethanolamine 102-71-6 Note to Supplement 1: The numerical sequence of the “Schedule 1” Toxic Chemicals and Precursors is not consecutive so as to align with the December 23, 2019, consolidated textual changes to “Schedule 1” of the Annex on Chemicals to the Chemical Weapons Convention (CWC), which reflect the decisions adopted by the CWC Conference of the States Parties in November 2019. [86 FR 942, Jan. 7, 2021] Supplement No. 2 to Part 745—States Parties to the Convention on the Prohibition of the Development, Production, Stockpiling, and Use of Chemical Weapons and on Their Destruction List of States Parties as of June 1, 2016 Afghanistan Albania Algeria Andorra Angola Antigua and Barbuda Argentina Armenia Australia Austria Azerbaijan Bahamas Bahrain Bangladesh Barbados Belarus Belgium Belize Benin Bhutan Bolivia Bosnia-Herzegovina Botswana Brazil Brunei Darussalam Bulgaria Burkina Faso Burma Burundi Cambodia Cameroon Canada Cape Verde Central African Republic Chad Chile China * Colombia Comoros Congo (Democratic Republic of the) Congo (Republic of the) Cook Islands Costa Rica Cote d'Ivoire (Ivory Coast) Croatia Cuba Cyprus Czech Republic Denmark Djibouti Dominica Dominican Republic Ecuador El Salvador Equatorial Guinea Eritrea Estonia Ethiopia Fiji Finland France Gabon Gambia Georgia Germany Ghana Greece Grenada Guatemala Guinea Guinea-Bissau Guyana Haiti Holy See Honduras Hungary Iceland India Indonesia Iran Iraq Ireland Italy Jamaica Japan Jordan Kazakhstan Kenya Kiribati Korea (Republic of) Kuwait Kyrgyzstan Laos (P.D.R.) Latvia Lebanon Lesotho Liberia Libya Liechtenstein Lithuania Luxembourg Macedonia Madagascar Malawi Malaysia Maldives Mali Malta Marshall Islands Mauritius Mauritania Mexico Micronesia Moldova (Republic of) Monaco Mongolia Montenegro Morocco Mozambique Namibia Nauru Nepal Netherlands (Kingdom of the) *** New Zealand Nicaragua Niger Nigeria Niue Norway Oman Pakistan Palau Panama Papua New Guinea Paraguay Peru Philippines Poland Portugal Qatar Romania Russian Federation Rwanda Saint Kitts and Nevis Saint Lucia Saint Vincent and the Grenadines Samoa San Marino Sao Tome and Principe Saudi Arabia Senegal Serbia Seychelles Sierra Leone Singapore Slovak Republic Slovenia Solomon Islands Somalia South Africa Spain Sri Lanka Sudan Suriname Swaziland Sweden Switzerland Syria Tajikistan Tanzania Thailand Timor-Leste Togo Tonga Trinidad and Tobago Tunisia Turkey Turkmenistan Tuvalu Uganda Ukraine United Arab Emirates United Kingdom United States Uruguay Uzbekistan Vanuatu Venezuela Vietnam Yemen Zambia Zimbabwe * For CWC purposes only, China includes Macau. *** For CWC purposes only, the Netherlands (Kingdom of) includes: Aruba, Curaçao, and Saint Maarten (the Dutch two-fifths of the island of Saint Martin). [85 FR 83791, Dec. 23, 2020] Supplement No. 3 to Part 745—Foreign Authorized Agencies Responsible for Issuing End-Use Certificates Pursuant to § 745.2 Israel Chemical, Environment Technology Administration, Ministry of Industry & Trade, 30 Agron Street, Jerusalem 94190, Israel Contact: Josef Dancona, Deputy Director, Telephone: 972-2-6220193, Fax: 972-2-6241987 Taiwan 1 1 Board of Foreign Trade, Ministry of Economic Affairs, 1 Hukou St., Taipei, Tel: (02) 2351-0271, Fax: (02) 2351-3603 Export Processing Zone Administration, Ministry of Economic Affairs, 600 Chiachang Rd., Nantze, Kaohsiung, Tel: (07) 361-1212, Fax: (07) 361-4348 Science-Based Industrial Park Administration, National Science Council, Executive Yuan, 2 Hsin-an Rd., Hsinchu, Tel: (03) 577-3311, Fax: (03) 577-6222 [64 FR 27143, May 18, 1999, as amended at 64 FR 43982, Sept. 13, 1999]

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