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7 U.S.C. § 9c — Notice of investigations and enforcement actions

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The Commission shall provide the Securities and Exchange Commission with notice of the commencement of any proceeding and a copy of any order entered by the Commission pursuant to section 9 and 13b of this title against any futures commission merchant or introducing broker registered pursuant to section 6f(a)(2) of this title , any floor broker or floor trader exempt from registration pursuant to section 6f(a)(3) of this title , any associated person exempt from registration pursuant to section 6k(6) of this title , or any board of trade designated as a contract market pursuant to section 7b–1 of this title . (Sept. 21, 1922, ch. 369, § 6(g), as added Pub. L. 106–554, § 1(a)(5) [title II, § 253(b)] , Dec. 21, 2000 , 114 Stat. 2763 , 2763A–449.) Editorial Notes Codification Section is comprised of subsec. (g) of section 6 of act Sept. 21, 1922 . Subsecs. (a) and (b) of section 6 are classified to section 8 of this title . Subsec. (c) of section 6 is classified to section 9 of this title . Subsecs. (d), (e), and (f) of section 6 are classified to sections 13b, 9a, and 9b of this title, respectively.

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