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brokers
7Documents about brokers
Documents about brokers
- 12 U.S.C. § 5385 — Orderly liquidation of covered brokers and dealers#563434US Code (LII)
- 15 U.S.C. § 6751 — National Association of Registered Agents and Brokers#565669US Code (LII)
- 15 U.S.C. § 78h — Restrictions on borrowing and lending by members, brokers, and dealers#567574US Code (LII)
- 15 U.S.C. § 78k — Trading by members of exchanges, brokers, and dealers#567581US Code (LII)
- 15 U.S.C. § 78o — Registration and regulation of brokers and dealers#567591US Code (LII)
- 15 U.S.C. § 78o-1 — Brokers deemed to be registered#567592US Code (LII)
- 15 U.S.C. § 78o-5 — Government securities brokers and dealers#567597US Code (LII)
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Related topics
dealers5members2registered2agents1association1borrowing1covered1deemed1exchanges1government1lending1liquidation1
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