securities-law

Documents about securities-law

• Does Securities Regulation Matter? Mandatory Disclosure, Excess Stock Volatility, and the US Securities Exchange Act of 1934#230294Chicago Unbound
• The Globalization of Corporate and Securities Law: An Introduction to a Symposium, and an Essay on the Need for a Little Humility When Exporting One's Corporate Law#648192Scholarly Commons
• Is Stock a Security? A Criticism of the Sale of Business Doctrine in Securities Fraud Litigation#494631UC College of Law
• The Future of Securities Regulation#24106CiNii
• Tattlers and Trail Blazers: Attorneys' Liability for Clients' Fraud#494604UC College of Law
• Collateralizing Intellectual Property#181426Digital Commons @ University of Georgia School of Law
• 15 U.S.C. § 77eee — Securities required to be registered under Securities Act#567652US Code (LII)
• The Artful Dodgers: Securities Fraud, Artful Pleading, and Preemption of State Law Causes of Action Under the Securities Litigation Uniform Standards Act#494834UC College of Law
• Punishing Bad Brokers: Self-Regulation and FINRA Sanctions#494915UC College of Law
• 22 U.S.C. § 285h — Securities issued by Bank as exempt securities; suspension of exemption provisions; reports to and of Securities and Exchange Commission#580481US Code (LII)
• Arbitration of Investors' Claims against Issuers: An Idea Whose Time Has Come#494843UC College of Law
• SEC Enforcement: Balancing Deterrence with Due Process. Hearing Before the Committee on Financial Services Subcommittee on Capital Markets, House, One Hundred Eighteenth Congress, Second Session.#990444William & Mary Law School Scholarship Repository
• Crowdfunding And The Federal Securities Laws#400233OpenAlex
• Public Perceptions of Insider Trading#456504Wyoming Data Repository Dataverse OAI Archive
• 15 U.S.C. § 80a-24 — Registration of securities under Securities Act of 1933#567495US Code (LII)
• 15 U.S.C. § 78k-1 — National market system for securities; securities information processors#567582US Code (LII)
• 22 U.S.C. § 290i-9 — Securities issued by Bank; Securities and Exchange Commission oversight#580287US Code (LII)
• Ownership, Governance and US Securities Regulation: The Case for a 'Learning Regulator'#494234Osgoode Digital Commons
• Windfall Awards under PSLRA#641655DigitalCommons@UM Carey Law
• Swaps Ahoy! Should Regulators Voyage Into Unknown Waters?#493846Digital Repository @ Maurer Law
• 15 U.S.C. § 80a-22 — Distribution, redemption, and repurchase of securities; regulations by securities associations#567493US Code (LII)
• 22 U.S.C. § 283h — Securities issued by Bank; reports to and of Securities and Exchange Commission#580556US Code (LII)
• Fraud on the Market: An Action Without a Cause#169644Scholarship@Vanderbilt Law
• How Algorithmic Trading Undermines Efficiency in Capital Markets#1019759Scholarship@Vanderbilt Law
• Stalled: Gender Diversity on Corporate Boards#494842UC College of Law
• GOVERNING SECURITIES CLASS ACTIONS#494781UC College of Law
• The SEC's Role in the Global Era: How the SEC Will Protect U.S. Investors in Foreign Markets#494068Digital Repository @ Maurer Law
• Windhorst v ADS Securities LLC [2026] EWCA Civ 905 (17 July 2026)#377042BAILII High Court
• What's a Nice Company Like Goldman Sachs Doing in the Supreme Court? How Securities Fraud Class Actions Rip Off Ordinary Investors - And What To Do About It#352185OSF
• 22 U.S.C. § 290o-7 — Exemption from securities laws for certain securities issued by Bank; reports required#580236US Code (LII)
• 22 U.S.C. § 290l-7 — Exemption from securities laws for certain securities issued by Bank; reports required#580260US Code (LII)
• SECURITIES CLASS ACTIONS IN STATE COURT#494786UC College of Law
• Managing Ethical Risk: The Securities Industry and the Law#942623NYU Faculty Digital Archive
• How to Improve Retail Investor Protection after the Dodd-Frank Wall Street Reform and Consumer Protection Act#494841UC College of Law
• Who Should Recover What in a Securities Fraud Class Action?#641620DigitalCommons@UM Carey Law
• Definition of a Security: Risk Capital and Investment Contracts in Washington#1019822Seattle University School of Law Digital Commons
• Understanding the Development Potential of Worker Remittance Securitization#641272Digital Commons @ American University Washington College of Law
• JP Morgan Securities Plc & Ors v VTB Bank PJSC [2026] EWCA Civ 589 (12 May 2026)#184610BAILII
• Shadows and Light: Addressing Information Asymmetries Through Enhanced Social Disclosure in Canadian Securities Law#494513Osgoode Digital Commons
• 22 U.S.C. § 286k-1 — Securities issued by Bank as exempt securities; reports filed with Security and Exchange Commission#580429US Code (LII)
• Innovation or Extraction? Cryptocurrency and the Growing Wealth Gap#201897Digital Commons @ American University Washington College of Law
• Georgia's Remedies for Creditors Secured by Personal Property - Descent into the Maelstrom#212864Digital Commons @ University of Georgia School of Law
• BLCP Eden 1 Ltd & Anor v Rooksmead Securities Ltd & Ors [2026] EWHC 1268 (Ch) (01 June 2026)#252565BAILII
• Six More Weeks of Winter: The Third Circuit Rejects the Second Circuit’s Lenient SEC Asset Freeze Test and Champions Tradition in SEC v. Chappell#989217OSF
• Crypto Litigation and Market Efficiency#424443Duke Law Scholarship Repository
• 15 U.S.C. § 3904 — Securities laws#565999US Code (LII)
• Introduction: Symposium on the Legal Problems of International Capital Formation#286203Scholarship@Vanderbilt Law
• The Formation and Transformation of Securities Law in Japan: From the Bubble to the Big Bang#325108CiNii
• Legal Origins, Investor Protection, and Canada#494258Osgoode Digital Commons
• The Taxation of Chargeable Gains (Gilt-edged Securities) Order 2026 (2026)#331747UK Legislation