SEC 8-K — AXON ENTERPRISE, INC. (AXON) (0001558370-21-001811) · filed 2021-02-25

0001069183 false 0001069183 2021-02-25 2021-02-25 ​ ​ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ​ ​ Form 8-K ​ CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ​ February 25, 2021 Date of Report (Date of earliest event reported) ​ ​ Axon Enterprise, Inc. (Exact name of registrant as specified in its charter) ​ ​ ​ ​ Delaware 001-16391 86-0741227 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) ​ 17800 N. 85 th St. Scottsdale , Arizona 85255 (Address of principal executive offices, including zip code) ​ ( 480 ) 991-0797 (Registrant’s telephone number, including area code) ​ Not Applicable (Former name or former address, if changed since last report) Securities registered pursuant to Section 12(b) of the Act: ​ ​ ​ ​ Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock, $0.00001 Par Value AXON The Nasdaq Global Select Market ​ Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ​ ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ​ ​ ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ​ ​ ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ​ ​ ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) ​ Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).  Emerging growth company ☐ ​ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ ​ ​ ​ ​ Item 2.02 Results of Operations and Financial Condition ​ On February 25, 2021, Axon Enterprise, Inc. (the "Company" or "Axon"), issued a shareholder letter regarding the Company’s financial results for its fourth quarter of 2020. The full text of the letter, together with the unaudited condensed consolidated statements of operations, segment reporting, balance sheets, cash flow information, statistical measures and reconciliations of GAAP to non-GAAP financial measures are attached hereto as Exhibit 99.1. ​ The information pursuant to Item 2.02 in this report on Form 8-K is being furnished and shall not be deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section. ​ Item 9.01 Financial Statements and Exhibits ​ (d)           Exhibits ​ ​ ​ ​ Exhibit Number Exhibit Description ​ ​ ​ 99.1 ​ Shareholder letter dated February 25, 2021 99.2 ​ ESG and CSR Report 101 ​ Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document. ​ ​ ​ 104 ​ The cover page from this Current Report on Form 8-K, formatted as Inline XBRL. ​ ​ SIGNATURE ​ Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. ​ ​ ​ ​ ​ Dated: February 25, 2021 Axon Enterprise, Inc. ​ ​ ​ ​ ​ By: /s/ JAWAD A. AHSAN ​ ​ ​ Jawad A. Ahsan ​ ​ ​ Chief Financial Officer ​ ​ ​

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