securities-and-exchange-commission

Documents about securities-and-exchange-commission

• Annual Report of the Securities and Exchange Commission#922532FRASER
• 0001 — ASCELLA TECHNOLOGIES, INC. — Securities and Exchange Commission ($76,088,872)#601471USAspending
• 0001 — PALANTIR TECHNOLOGIES INC. — Securities and Exchange Commission ($36,070,466)#601955USAspending
• SECHQ114F0137 — ATT MOBILITY LLC — Securities and Exchange Commission ($27,732,389)#602267USAspending
• 0001 — GUIDENT TECHNOLOGIES, INC. — Securities and Exchange Commission ($23,348,637)#602526USAspending
• 50310220F0187 — AMERICAN SECURITY PROGRAMS INC — Securities and Exchange Commission ($23,317,249)#602529USAspending
• 0001 — IRON VINE SECURITY LLC — Securities and Exchange Commission ($22,784,452)#602565USAspending
• Securities Investor Protection Corporation; Notice of Inflation Adjustment Determination#512450Federal Register
• 50310223F0199 — CHENEGA INTEGRATED SECURITY SOLUTIONS, LLC — Securities and Exchange Commission ($25,925,994)#602370USAspending
• Spawning the SEC#493988Digital Repository @ Maurer Law
• Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure#512300Federal Register
• Concept Release on Consolidated Audit Trail and Other Audit Trails and Data Sources#512428Federal Register
• 15 U.S.C. § 78d — Securities and Exchange Commission#567561US Code (LII)
• Entering the U.S. Securities Markets: Regulation of Non-U.S. Issuers#494618UC College of Law
• 22 U.S.C. § 290i-9 — Securities issued by Bank; Securities and Exchange Commission oversight#580287US Code (LII)
• 22 U.S.C. § 283h — Securities issued by Bank; reports to and of Securities and Exchange Commission#580556US Code (LII)
• The Irony of Securities Arbitration Today: Why Do Brokerage Firms Need Judicial Protection?#494619UC College of Law
• 12 U.S.C. § 3422 — Applicability to Securities and Exchange Commission#563834US Code (LII)
• Making It Up as They Go Along: The Role of Law in Securities Arbitration#494617UC College of Law
• 22 U.S.C. § 285h — Securities issued by Bank as exempt securities; suspension of exemption provisions; reports to and of Securities and Exchange Commission#580481US Code (LII)
• 22 U.S.C. § 286k-1 — Securities issued by Bank as exempt securities; reports filed with Security and Exchange Commission#580429US Code (LII)
• Is the SEC a Learning Regulator? Lessons from Proxy Access#494508Osgoode Digital Commons
• The EU’S Struggles with Collective Action for Securities Fraud: An American Perspective#1021908Texas A&M Law Scholarship
• 12 U.S.C. § 1831v — Authority of State insurance regulator and Securities and Exchange Commission#564290US Code (LII)
• 15 U.S.C. § 80c — Liaison between Securities and Exchange Commission and Small Business Administration#567439US Code (LII)
• Is Stock a Security? A Criticism of the Sale of Business Doctrine in Securities Fraud Litigation#494631UC College of Law
• Introduction: The SEC at 75#494599UC College of Law
• 17 CFR Part 249 — Forms, Securities Exchange Act of 1934#506319Code of Federal Regulations (eCFR)
• The Integration of Securities Regulation in Europe, The Interpenetration of National Securities Markets and the Protection of Investors: The Case for a European Securities and Exchange Commission#991612Digital Commons @ University of Georgia School of Law
• 17 CFR Part 249b — Further Forms, Securities Exchange Act of 1934#506320Code of Federal Regulations (eCFR)
• 22 U.S.C. § 286k-2 — Suspension of right of International Bank to issue securities under section 286k–1; report of Securities and Exchange Commission#580430US Code (LII)
• 17 CFR Part 240 — General Rules and Regulations, Securities Exchange Act of 1934#506310Code of Federal Regulations (eCFR)
• 5 CFR Part 4401 — Supplemental Standards of Ethical Conduct for Members and Employees of the Securities and Exchange Commission#504209Code of Federal Regulations (eCFR)
• Joint Request for Comment on Swap and Security-Based Swap Data Reporting#512448Federal Register
• SEC and the Foreign Corrupt Practices Act: Fighting Global Corruption Is Not Part of the SEC's Mission#494844UC College of Law
• 17 CFR Part 241 — Interpretative Releases Relating to the Securities Exchange Act of 1934 and General Rules and Regulations Thereunder#506311Code of Federal Regulations (eCFR)
• 17 CFR Part 229 — Standard Instructions for Filing Forms Under Securities Act of 1933, Securities Exchange Act of 1934 and Energy Policy and Conservation Act of 1975—Regulation S-K#506305Code of Federal Regulations (eCFR)
• Fraud on the Market: A Criticism of Dispensing with Reliance Requirements in Certain Open Market Transactions#494630UC College of Law
• Private Ordering and the Proxy Access Debate#228607Scholarly Commons at Boston University School of Law
• Desire, Conservatism, Underfunding, Congressional Meddling, and Study Fatigue: Ingredients for Ongoing Reform at the Securities and Exchange Commission?#494830UC College of Law
• 17 CFR Part 301 — Forms, Securities Investor Protection Corporation#506341Code of Federal Regulations (eCFR)
• 17 CFR Part 209 — Forms Prescribed Under the Commission's Rules of Practice#506301Code of Federal Regulations (eCFR)
• CEO-Employee Pay Ratio Disclosure and Dividend Policy#626197ODU Digital Commons
• 17 CFR Part 300 — Rules of the Securities Investor Protection Corporation#506340Code of Federal Regulations (eCFR)
• Six More Weeks of Winter: The Third Circuit Rejects the Second Circuit’s Lenient SEC Asset Freeze Test and Champions Tradition in SEC v. Chappell#989217OSF
• 17 CFR Part 230 — General Rules and Regulations, Securities Act of 1933#506306Code of Federal Regulations (eCFR)
• 17 CFR Part 239 — Forms Prescribed Under the Securities Act of 1933#506309Code of Federal Regulations (eCFR)
• 17 CFR Part 210 — Form and Content of and Requirements for Financial Statements, Securities Act of 1933, Securities Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, and Energy Policy and Conservation Ac#506302Code of Federal Regulations (eCFR)
• 17 CFR Part 256 — XXX#506323Code of Federal Regulations (eCFR)
• 17 CFR Part 243 — Regulation FD#506313Code of Federal Regulations (eCFR)

Related topics