securities-and-exchange-commission

Documents about securities-and-exchange-commission

• 17 CFR Part 244 — Regulation G#506314Code of Federal Regulations (eCFR)
• 17 CFR Part 201 — Rules of Practice#506296Code of Federal Regulations (eCFR)
• 17 CFR Part 246 — Credit Risk Retention#506316Code of Federal Regulations (eCFR)
• 17 CFR Part 202 — Informal and Other Procedures#506297Code of Federal Regulations (eCFR)
• 17 CFR Part 205 — Standards of Professional Conduct for Attorneys Appearing and Practicing Before the Commission in the Representation of an Issuer#506300Code of Federal Regulations (eCFR)
• 17 CFR Part 203 — Rules Relating to Investigations#506298Code of Federal Regulations (eCFR)
• 17 CFR Part 245 — Regulation Blackout Trading Restriction#506315Code of Federal Regulations (eCFR)
• "Good Intentions Gone Awry: A Policy Analysis of the SEC's Regulation of the Bond Rating Industry,"#942180NYU Faculty Digital Archive
• 17 CFR Part 231 — Interpretative Releases Relating to the Securities Act of 1933 and General Rules and Regulations Thereunder#506307Code of Federal Regulations (eCFR)
• 17 CFR Part 204 — Rules Relating to Debt Collection#506299Code of Federal Regulations (eCFR)
• 17 CFR Part 227 — Regulation Crowdfunding, General Rules and Regulations#506304Code of Federal Regulations (eCFR)
• 17 CFR Part 211 — Interpretations Relating to Financial Reporting Matters#506303Code of Federal Regulations (eCFR)
• 17 CFR Part 250 — Cross-Border Antifraud Law-Enforcement Authority#506321Code of Federal Regulations (eCFR)
• 17 CFR Part 200 — Organization; Conduct and Ethics; and Information and Requests#506295Code of Federal Regulations (eCFR)
• The economic consequences of hedge fund regulation: An analysis of the effect of the Dodd-Frank Act#1065568eScholarship
• 17 CFR Part 302 — Orderly Liquidation of Covered Brokers or Dealers#506342Code of Federal Regulations (eCFR)
• 17 CFR Part 248 — Regulations S-P, S-AM, and S-ID#506318Code of Federal Regulations (eCFR)
• 17 CFR Part 270 — Rules and Regulations, Investment Company Act of 1940#506327Code of Federal Regulations (eCFR)
• 17 CFR Part 275 — Rules and Regulations, Investment Advisers Act of 1940#506330Code of Federal Regulations (eCFR)
• 17 CFR Part 260 — General Rules and Regulations, Trust Indenture Act of 1939#506324Code of Federal Regulations (eCFR)
• 17 CFR Part 269 — Forms Prescribed Under the Trust Indenture Act of 1939#506326Code of Federal Regulations (eCFR)
• 17 CFR Part 274 — Forms Prescribed Under the Investment Company Act of 1940#506329Code of Federal Regulations (eCFR)
• 17 CFR Part 279 — Forms Prescribed Under the Investment Advisers Act of 1940#506332Code of Federal Regulations (eCFR)
• 17 CFR Part 232 — Regulation S-T—General Rules and Regulations for Electronic Filings#506308Code of Federal Regulations (eCFR)
• 17 CFR Part 255 — Proprietary Trading and Certain Interests in and Relationships with Covered Funds#506322Code of Federal Regulations (eCFR)
• 17 CFR Part 281 — Interpretative Releases Relating to Corporate Reorganizations Under Chapter X of the Bankruptcy Act#506333Code of Federal Regulations (eCFR)
• 17 CFR Part 285 — Rules and Regulations Pursuant to Section 15(a) of the Bretton Woods Agreements Act#506334Code of Federal Regulations (eCFR)
• SEC 10-Q — MOBILEIRON, INC. (0001558370-19-009708) · filed 2019-11-01#608487SEC EDGAR
• SEC 8-K — CYNERGISTEK, INC (0001445866-19-000286) · filed 2019-03-26#608538SEC EDGAR
• SEC 8-K — CYNERGISTEK, INC (0001096906-21-001700) · filed 2021-07-26#608573SEC EDGAR
• SEC 8-K — INTERCONTINENTALEXCHANGE INC (0001188112-10-001192) · filed 2010-05-04#608574SEC EDGAR
• SEC 10-Q — INTERCONTINENTALEXCHANGE INC (0001193125-10-176287) · filed 2010-08-04#608575SEC EDGAR
• SEC 8-K — INTERCONTINENTALEXCHANGE INC (0001188112-10-001758) · filed 2010-07-08#608583SEC EDGAR
• SEC 10-K — Bunge LTD (0001144519-18-000008) · filed 2018-02-23#608644SEC EDGAR
• SEC 8-K — DOUBLECLICK INC (0000950117-02-000761) · filed 2002-04-03#608682SEC EDGAR
• SEC 8-K — PeerLogix, Inc. (0001683168-18-001237) · filed 2018-05-09#608700SEC EDGAR
• SEC 8-K — TechTarget, Inc. (0001193125-24-269931) · filed 2024-12-03#608710SEC EDGAR
• SEC 10-Q — Spansion Inc. (0001437749-14-019858) · filed 2014-11-07#608721SEC EDGAR
• SEC 10-Q — Bunge LTD (0001104659-13-059916) · filed 2013-08-05#608723SEC EDGAR
• SEC 10-Q — Spansion Inc. (0001193125-10-177095) · filed 2010-08-04#608730SEC EDGAR
• SEC 8-K — INVITROGEN CORP (0001193125-08-211060) · filed 2008-10-15#608763SEC EDGAR
• SEC 8-K — CYBEROPTICS CORP (0001104659-22-087241) · filed 2022-08-08#608776SEC EDGAR
• SEC 8-K — Welbilt, Inc. (0001104659-21-092170) · filed 2021-07-14#608782SEC EDGAR
• SEC 8-K — DYNAMEX INC (0000909518-10-000714) · filed 2010-12-15#608783SEC EDGAR
• SEC 8-K — CAMBRIDGE BANCORP (0001193125-19-307304) · filed 2019-12-05#608790SEC EDGAR
• SEC 8-K — SMTC CORP (0001564590-21-000038) · filed 2021-01-04#608793SEC EDGAR
• SEC 8-K — Veritiv Corp (0001104659-23-088101) · filed 2023-08-07#608797SEC EDGAR
• SEC 8-K — COMPUWARE CORP (0001140361-14-034704) · filed 2014-09-03#608807SEC EDGAR
• SEC 8-K — CU Bancorp (0001193125-14-223374) · filed 2014-06-03#608810SEC EDGAR
• SEC 8-K — IAA, Inc. (0001104659-23-005627) · filed 2023-01-23#608812SEC EDGAR