securities-law

Documents about securities-law

• 18 U.S.C. § 471 — Obligations or securities of United States#574325US Code (LII)
• 18 U.S.C. § 473 — Dealing in counterfeit obligations or securities#574327US Code (LII)
• 18 U.S.C. § 479 — Uttering counterfeit foreign obligations or securities#574334US Code (LII)
• 18 U.S.C. § 480 — Possessing counterfeit foreign obligations or securities#574335US Code (LII)
• 47 U.S.C. § 212 — Interlocking directorates; officials dealing in securities#598033US Code (LII)
• The Impact of the Rule of Law on the Structure and Function of Securities Markets#942473NYU Faculty Digital Archive
• The Body as Commodity: The Use of Markets to Cure the Organ Deficit#493960Digital Repository @ Maurer Law
• Curbing Managerial Agency Costs: Private Litigation and Its Substitutes in the US#304068Duke Law Scholarship Repository
• The Texas Gulf Sulphur Opinion in the Appellate Court: An Open Door to Federal Control of Corporations#212862Digital Commons @ University of Georgia School of Law
• 12 U.S.C. § 2279aa-12 — Securities in credit enhanced pools#564019US Code (LII)
• 12 U.S.C. § 335 — Dealing in investment securities; limitations and conditions#564945US Code (LII)
• 15 U.S.C. § 80a-62 — Distribution and repurchase of securities#567533US Code (LII)
• 15 U.S.C. § 78bbb — Application of Securities Exchange Act of 1934#567538US Code (LII)
• 15 U.S.C. § 78o-4a — Commission Office of Municipal Securities#567596US Code (LII)
• 15 U.S.C. § 78o-5 — Government securities brokers and dealers#567597US Code (LII)
• 15 U.S.C. § 78o-6 — Securities analysts and research reports#567598US Code (LII)
• 15 U.S.C. § 78u-6 — Securities whistleblower incentives and protection#567618US Code (LII)
• 15 U.S.C. § 77r — Exemption from State regulation of securities offerings#567708US Code (LII)
• 15 U.S.C. § 77y — Jurisdiction of other Government agencies over securities#567716US Code (LII)
• 16 U.S.C. § 824b — Disposition of property; consolidations; purchase of securities#569585US Code (LII)
• 18 U.S.C. § 474A — Deterrents to counterfeiting of obligations and securities#574329US Code (LII)
• 18 U.S.C. § 513 — Securities of the States and private entities#574369US Code (LII)
• Stock Market, Corporations and their Regulation: A Few Glimpses into Reality#494375Osgoode Digital Commons
• Behavioral Economics and Investor Protection: Reasonable Investors, Efficient Markets#494917UC College of Law
• Corporate Finance Under the Georgia Business Corporation Code of 1968#212857Digital Commons @ University of Georgia School of Law
• Accounting establishment: a staff study#199063Internet Archive
• 15 U.S.C. § 77hh — Assessments by Corporation on holders of foreign securities#567682US Code (LII)
• 18 U.S.C. § 2073 — False entries and reports of moneys or securities#573777US Code (LII)
• The Materiality of Climate Change and the Role of Voluntary Disclosure#494328Osgoode Digital Commons
• CONTEMPLATING THE ENDGAME: AN EVOLUTIONARY MODEL FOR THE HARMONIZATION AND CENTRALIZATION OF INTERNATIONAL SECURITIES REGULATION#494746UC College of Law
• Curbing Broker-Dealers' Abusive Sales Practices: Does Professor Jensen's Integrity Framework Offer a Better Approach?#494916UC College of Law
• Last Ditch Options: An Assessment of Independent Director Liability and a Proposal for Congressional Action in Light of the Employee Stock Option Backdating Scandal#181436Digital Commons @ University of Georgia School of Law
• 15 U.S.C. § 80c-3 — Reduction of costs of small securities issues#567442US Code (LII)
• 15 U.S.C. § 78d-9 — Report on oversight of national securities associations#567570US Code (LII)
• 15 U.S.C. § 77hhh — Integration of procedure with Securities Act and other Acts#567655US Code (LII)
• 18 U.S.C. § 476 — Taking impressions of tools used for obligations or securities#574331US Code (LII)
• Imagining the Administrative State: Legal Pragmatism, Securities Regulation, and New Deal Liberalism#270137OpenAlex
• Le droit des sûretés à l'épreuve des crises financières systémiques#370889HAL (France)
• 17 CFR Part 250 — Cross-Border Antifraud Law-Enforcement Authority#506321Code of Federal Regulations (eCFR)
• 11 U.S.C. § 555 — Contractual right to liquidate, terminate, or accelerate a securities contract#563226US Code (LII)
• 12 U.S.C. § 1831v — Authority of State insurance regulator and Securities and Exchange Commission#564290US Code (LII)
• 15 U.S.C. § 80c — Liaison between Securities and Exchange Commission and Small Business Administration#567439US Code (LII)
• 15 U.S.C. § 77ggg — Qualification of indentures covering securities not required to be registered#567654US Code (LII)
• 25 U.S.C. § 1467 — Security for loan; assignment of securities; reasonable assurance of repayment#582352US Code (LII)
• Living in the Past: The Corporate Practice of Medicine Doctrine’s Misguided Revival in an Era of Private Equity#425723OSF
• 7 U.S.C. § 7b-1 — Designation of securities exchanges and associations as contract markets#562579US Code (LII)
• 15 U.S.C. § 78q-1 — National system for clearance and settlement of securities transactions#567606US Code (LII)
• 18 U.S.C. § 477 — Possessing or selling impressions of tools used for obligations or securities#574332US Code (LII)
• 18 U.S.C. § 504 — Printing and filming of United States and foreign obligations and securities#574359US Code (LII)
• Desire, Conservatism, Underfunding, Congressional Meddling, and Study Fatigue: Ingredients for Ongoing Reform at the Securities and Exchange Commission?#494830UC College of Law