securities-law

Documents about securities-law

• U.S. Private Equity in Japan: The Road to Success or the Path to Failure#1019136Scholar Commons
• 2 U.S.C. § 158a — Temporary possession of gifts of money or securities to Library of Congress; investment#558532US Code (LII)
• 12 U.S.C. § 1723c — Obligations, participations, or other instruments as lawful investments; acceptance as security; exempt securities#564563US Code (LII)
• 18 U.S.C. § 2315 — Sale or receipt of stolen goods, securities, moneys, or fraudulent State tax stamps#573666US Code (LII)
• 18 U.S.C. § 474 — Plates, stones, or analog, digital, or electronic images for counterfeiting obligations or securities#574328US Code (LII)
• 18 U.S.C. § 510 — Forging endorsements on Treasury checks or bonds or securities of the United States#574365US Code (LII)
• 11 U.S.C. § 946 — Effect of exchange of securities before the date of the filing of the petition#563158US Code (LII)
• 18 U.S.C. § 481 — Plates, stones, or analog, digital, or electronic images for counterfeiting foreign obligations or securities#574336US Code (LII)
• Ceati International Inc. c. Oberon Securities#666772CanLII
• Investor Protection Meets the Federal Arbitration Act#494914UC College of Law
• 18 U.S.C. § 2314 — Transportation of stolen goods, securities, moneys, fraudulent State tax stamps, or articles used in counterfeiting#573665US Code (LII)
• GLOBALIZATION REPORT CARDS FOR SECURITIES REGULATORS: NATIONAL ENFORCEMENT OF INTERNATIONAL CAPITAL MARKET STANDARDS FOR INFORMATION SHARING AND COOPERATION AND THE PREVENTION OF FINANCIAL CRISES#494747UC College of Law
• 12 U.S.C. § 374a — Acting as agent for nonbanking borrower in making loans on securities to dealers in stocks, bonds, etc.; penalties#564895US Code (LII)
• 12 U.S.C. § 378 — Dealers in securities engaging in banking business; individuals or associations engaging in banking business; examinations and reports; penalties#564900US Code (LII)
• High-Fidelity Synthetic Dataset for Polish Companies Bankruptcy Prediction#350254Figshare
• High-Fidelity Synthetic Dataset for Bank Customer Churn Prediction#350242Figshare
• 11 U.S.C. § 562 — Timing of damage measurement in connection with swap agreements, securities contracts, forward contracts, commodity contracts, repurchase agreements, and master netting agreements#563233US Code (LII)
• 11 U.S.C. § 753 — Stockbroker liquidation and forward contract merchants, commodity brokers, stockbrokers, financial institutions, financial participants, securities clearing agencies, swap participants, repo participants, and master nettin#563196US Code (LII)
• Ethereum and the SEC: Why Most Distributed Autonomous Organizations are Subject to the Registration Requirements of the Securities Act of 1933 and a Proposal for New Regulation#1021834Texas A&M Law Scholarship
• 11 U.S.C. § 767 — Commodity broker liquidation and forward contract merchants, commodity brokers, stockbrokers, financial institutions, financial participants, securities clearing agencies, swap participants, repo participants, and master n#563183US Code (LII)
• SCOTUS RULES FOR WHISTLEBLOWERS: WHAT ELIMINATING THE RETALIATION REQUIREMENT FOR A SARBANES-OXLEY DISCRIMINATION CLAIM MEANS FOR THE FUTURE OF CORPORATE WHISTLEBLOWING#169267Pepperdine Digital Commons
• TELUS International (Cda) Inc. v Middleton#928688CanLII
• Stewart v Auch#638479CanLII
• Clark v. Walker#686920CanLII